Offerings // ACORN ENERGY, INC.

ACFN offering history

Every offering-related filing in ACORN ENERGY, INC.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 1,000 filings back to May 7, 2003.

Last executed offering

Jul 1, 2019

8-K — priced deal (shares or notes)

Last registration (announced)

Jun 4, 2019

S-1/A — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Jul 1, 2019	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Jun 6, 2019	424B1 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Jun 6, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 4, 2019	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 3, 2019	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Nov 25, 2014	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Nov 25, 2014	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 19, 2014	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Nov 5, 2014	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Oct 11, 2013	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 7, 2013	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Aug 15, 2012	424B2 →	EXECUTED	Prospectus supplement priced — shares or notes (large filers: often a bond deal)
Oct 6, 2011	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 21, 2010	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Oct 27, 2010	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Oct 25, 2010	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Oct 15, 2010	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Sep 16, 2010	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Mar 9, 2010	424B5 →	EXECUTED	Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)
Mar 8, 2010	S-3MEF →	REGISTERED	S-3MEF registration — capacity to sell shares, not a sale yet
Sep 22, 2009	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Sep 16, 2009	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 10, 2009	S-3/A →	REGISTERED	S-3/A registration — capacity to sell shares, not a sale yet
Aug 13, 2009	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Apr 7, 2009	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Apr 7, 2009	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 24, 2009	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 24, 2009	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 24, 2009	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 26, 2007	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 25, 2007	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Sep 24, 2007	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Sep 18, 2007	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Aug 9, 2007	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 31, 2007	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
Apr 17, 2007	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Apr 12, 2007	8-K →	EXECUTED	Unregistered share sale disclosed (8-K item 3.02)
Dec 22, 2006	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Dec 20, 2006	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Nov 30, 2006	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet

ACFN offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full ACFN workspace →

ACFN offering FAQ

When did ACFN last execute an offering?

Per SEC filings, ACORN ENERGY, INC.'s most recent priced offering document is a 8-K filed 2019-07-01. Note a 424B takedown can price shares or notes (debt) — the linked document says which.

When did ACFN last announce or register an offering?

The most recent registration is a S-1/A filed 2019-06-04. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.