AA offering history
Every offering-related filing in Alcoa Corp’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 829 filings back to Jun 29, 2016.
| Date | Filing | What it means | |
|---|---|---|---|
| Aug 1, 2024 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| May 20, 2024 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Mar 12, 2024 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Apr 28, 2017 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Apr 26, 2017 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Mar 24, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Feb 10, 2017 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Feb 8, 2017 | S-1/A → | REGISTERED | S-1/A registration — capacity to sell shares, not a sale yet |
| Jan 18, 2017 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
| Nov 2, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Oct 26, 2016 | S-1 → | REGISTERED | S-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
AA offering FAQ
When did AA last execute an offering?
Per SEC filings, Alcoa Corp's most recent priced offering document is a 8-K filed 2024-08-01. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did AA last announce or register an offering?
The most recent registration is a S-1/A filed 2017-02-08. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.