Dilution profile // every instrument, one screen, from SEC filings

NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI)

CIK 1979414 · all EDGAR filings →

Overall dilution risk
HIGHworst of 3 computed sub-ratings (offering ability)
= the worst band among the computed sub-ratings, no hidden weighting
not every sub-rating was computable; treat as a floor
Offering ability
HIGH$306M registered
= total registered offering amount from the fee exhibits of live registrations (bands: $1M / $20M)
registered capacity, not remaining: amounts already taken down are not subtracted yet
Overhead supply
NOT COMPUTEDno warrant count tagged in XBRL
= warrant shares outstanding divided by current shares outstanding
absence of a tag is not proof of absence of warrants
Historical dilution
MEDIUM+36% O/S in 3y
= share count now vs 3 years ago (bands: 30% / 100%); a reverse split pushes this negative
Cash need
HIGH~1.2 months of runway
= cash vs trailing operating burn (bands: 6mo / 24mo; positive operating CF = low)
the company itself flagged going-concern doubt

Same rating bands the category standard uses, but free, with the formula on the chip and the gaps in the data said out loud.

Shares outstanding over time

2025-05-092026-08-10

Latest: 25.9M shares as of Aug 10, 2026 (10-Q).

⊙
EVIDENCE — filed/published fact
SourceSEC XBRL, cover-page share count
Fielddei:EntityCommonStockSharesOutstanding
As of2026-08-10
HowThe newest cover-page count as filed, whatever its age. The float checker applies a 200-day freshness rule and sets this beside the balance-sheet count.
Open the source document →

Cash runway

Going-concern warning

auditor flagged substantial doubt

The company itself flagged going-concern doubt in a filing.

Full breakdown: cash runway tool

Warrants

TrancheWarrantsExercise priceTermNotes
Warrantsnot taggednot tagged3.5y—
Warrants Onenot taggednot tagged3.5y—
Warrants Twonot taggednot tagged3.5y—
Warrants Threenot taggednot tagged3.5y—
Warrants Fournot taggednot tagged3.5y—
Warrants Fivenot taggednot tagged3.5y—

Tranches exactly as the company dimensioned them in its 10-Q filed Aug 10, 2026 →. Groupings can overlap (a “Series E and F” row is not additive with a “Series E” row), so do not sum this column. A tranche the filer did not tag is absent here, not absent from the cap table. DOWN-ROUND = the filer tagged price-protection accounting scoped to that tranche.

No warrant figures tagged in this filer’s XBRL facts. That means the company has not reported them in structured form; it does not prove no warrants exist. The exhibits are the ground truth.

Convertible notes

NotePrincipalCarryingConv. priceRateIf converted
Convertible Debt$5.0M—not tagged——

Notes exactly as the company dimensioned them in its 10-Q filed Aug 10, 2026 →. Principal is face amount as tagged, not what remains after repurchases unless the filer updated the tag. A note the filer did not dimension is absent here, not absent from the balance sheet; the exhibits stay the ground truth.

Registrations and offerings

Registered offering capacity on live registrations: $306.3Mfrom the structured fee exhibits; registered is not remaining, takedowns are not subtracted

S-3Jun 15, 2026$2.5M registeredfiling →
S-3Apr 10, 2026$3.9M registeredfiling →
S-3Apr 2, 2026$300.0M registeredfiling →

Last 12 months: 13 executed · 5 registered.

EXECUTEDSep 10, 2026Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5 →
EXECUTEDJun 23, 2026Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5 →
EFFECTIVEJun 23, 2026SEC declared a registration effective — selling can beginEFFECT →
REGISTEREDJun 15, 2026S-3 registration — capacity to sell shares, not a sale yetS-3 →
EXECUTEDJun 12, 2026Unregistered share sale disclosed (8-K item 3.02)8-K →
EXECUTEDApr 24, 2026Unregistered share sale disclosed (8-K item 3.02)8-K →
EXECUTEDApr 16, 2026Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5 →
EFFECTIVEApr 16, 2026SEC declared a registration effective — selling can beginEFFECT →
EXECUTEDApr 10, 2026Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5 →
REGISTEREDApr 10, 2026S-3 registration — capacity to sell shares, not a sale yetS-3 →
EFFECTIVEApr 9, 2026SEC declared a registration effective — selling can beginEFFECT →
REGISTEREDApr 2, 2026S-3 registration — capacity to sell shares, not a sale yetS-3 →

Full history and shelf status: offering checker · S-3 shelf checker

Source: SEC EDGAR XBRL company facts and filing metadata, fetched live and cached briefly. Share counts are cover-page figures with their form named. Warrant tranches and convertible notes come from the dimensioned facts in the latest 10-Q/10-K instance document, exactly as the company tagged them; untagged tranches and notes are absent, not disproven. Nothing on this page is manually verified and nothing is behind a login: what free data supports is shown, what it cannot support is stated. Not investment advice.

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