Dilution profile // every instrument, one screen, from SEC filings

Comstock Inc. (LODE)

CIK 1120970 · all EDGAR filings →

Overall dilution risk
HIGHworst of 4 computed signals (offering ability)
= the worst band among the computed sub-ratings, no hidden weighting
Offering ability
HIGH$225M registered
= total registered offering amount from the fee exhibits of live registrations (bands: $1M / $20M)
registered capacity, not remaining: amounts already taken down are not subtracted yet
Overhead supply
LOWwarrants = 3% of O/S
= warrant shares outstanding divided by current shares outstanding (bands: 20% / 50%)
warrants only; converts, ATMs and equity lines are not in free structured data, so the true overhead is AT LEAST this
Historical dilution
LOW-31% O/S in 3y
= share count now vs 3 years ago (bands: 30% / 100%); a reverse split pushes this negative
a reverse-split-sized cliff is in this window; read the chart
Cash need
MEDIUM~15.5 months of runway
= cash vs trailing operating burn (bands: 6mo / 24mo; positive operating CF = low)
the company itself flagged going-concern doubt

Same rating bands the category standard uses, but free, with the formula on the chip and the gaps in the data said out loud.

Shares outstanding over time

2020-11-132026-07-20

Latest: 76.0M shares as of Jul 20, 2026 (10-Q). Share count fell from 209.3M to 24.2M between Oct 18, 2024 and Mar 4, 2025, a pattern consistent with a reverse split (roughly 1-for-9); simultaneous issuance can skew the raw ratio, so confirm in the filings. The red bar marks the cliff.

Cash runway

Going-concern warning

auditor flagged substantial doubt

The company itself flagged going-concern doubt in a filing.

Full breakdown: cash runway tool · source filing →

Warrants

TrancheWarrantsExercise priceTermNotes
Underwriter Purchase Warrants21.5M$3.16
Underwriter Purchase Warrants January3020261.3M$3.16
Underwriter Purchase Warrants1858,668$2.58
Underwriter Purchase Warrants August142025746,668$2.58
Underwriter Purchase Warrants March32026190,909$3.16
Warrant1120,000$4.56
Underwriter Purchase Warrants September152025112,000$2.58
Warrant4100,000$4.56

Tranches exactly as the company dimensioned them in its 10-Q filed Jul 23, 2026. Groupings can overlap (a “Series E and F” row is not additive with a “Series E” row), so do not sum this column. A tranche the filer did not tag is absent here, not absent from the cap table. DOWN-ROUND = the filer tagged price-protection accounting scoped to that tranche.

Warrants outstanding: 2.5M underlying shares, as reported Jun 30, 2026 (10-Q).

Balance-sheet fair value of warrants: $70,879 as of Mar 31, 2022.

Rough fully diluted estimate: 78.5M = 76.0M O/S + 2.5M warrant shares. An estimate, not a filing figure: it ignores converts, options and RSUs, and the two inputs carry different as-of dates.

Convertible notes

NotePrincipalCarryingConv. priceRateIf converted
Marathon Safe Note Liabilitynot tagged$10.9Mnot tagged

Notes exactly as the company dimensioned them in its 10-Q filed Jul 23, 2026. Principal is face amount as tagged, not what remains after repurchases unless the filer updated the tag. A note the filer did not dimension is absent here, not absent from the balance sheet; the exhibits stay the ground truth.

Fully diluted build-up

Shares outstanding plus every potential-share instrument the filer tagged in XBRL, each at its own as-of date. An estimate assembled from filed figures, not a filing figure itself.

Shares outstanding76.0MJul 20, 2026
+ Underwriter Purchase Warrants2 (if exercised)1.5MJun 30, 2026
+ Underwriter Purchase Warrants January302026 (if exercised)1.3MJun 30, 2026
+ Underwriter Purchase Warrants1 (if exercised)858,668Jun 30, 2026
+ Underwriter Purchase Warrants August142025 (if exercised)746,668Jun 30, 2026
+ Underwriter Purchase Warrants March32026 (if exercised)190,909Jun 30, 2026
+ Warrant1 (if exercised)120,000Jun 30, 2026
+ Underwriter Purchase Warrants September152025 (if exercised)112,000Jun 30, 2026
+ Warrant4 (if exercised)100,000Jun 30, 2026
Fully diluted estimate80.9M+6.4% vs O/S

Still excluded, because the filer does not tag them in countable form: employee options and RSUs, any instrument living only in exhibit prose, and instruments above missing a share count. Inputs carry different as-of dates, shown per row. Each figure traces to the tranche and note tables above and their cited filings.

Registrations and offerings

Registered offering capacity on live registrations: $225.0Mfrom the structured fee exhibits; registered is not remaining, takedowns are not subtracted

S-3Apr 24, 2026$12.9M registeredfiling →
S-3Nov 21, 2025$200.0M registeredfiling →
S-3Nov 21, 2025$12.1M registeredfiling →

Last 12 months: 4 executed · 3 registered.

EFFECTIVEMay 6, 2026SEC declared a registration effective — selling can beginEFFECT
REGISTEREDApr 24, 2026S-3 registration — capacity to sell shares, not a sale yetS-3
EXECUTEDJan 30, 2026Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
EXECUTEDJan 30, 2026Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDJan 28, 2026Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
EXECUTEDDec 11, 2025Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
EFFECTIVEDec 10, 2025SEC declared a registration effective — selling can beginEFFECT
EFFECTIVEDec 10, 2025SEC declared a registration effective — selling can beginEFFECT
REGISTEREDNov 21, 2025S-3 registration — capacity to sell shares, not a sale yetS-3
REGISTEREDNov 21, 2025S-3 registration — capacity to sell shares, not a sale yetS-3
EXECUTEDAug 14, 2025Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDAug 13, 2025Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5

Full history and shelf status: offering checker · S-3 shelf checker

Source: SEC EDGAR XBRL company facts and filing metadata, fetched live and cached briefly. Share counts are cover-page figures with their form named. Warrant tranches and convertible notes come from the dimensioned facts in the latest 10-Q/10-K instance document, exactly as the company tagged them; untagged tranches and notes are absent, not disproven. Nothing on this page is manually verified and nothing is behind a login: what free data supports is shown, what it cannot support is stated. Not investment advice.

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