Dilution profile // every instrument, one screen, from SEC filings

HOPE BANCORP INC (HOPE)

CIK 1128361 · all EDGAR filings →

Overall dilution risk
HIGHworst of 3 computed signals (offering ability)
= the worst band among the computed sub-ratings, no hidden weighting
not every sub-rating was computable; treat as a floor
Offering ability
HIGHS-3ASR on file 2026-03-10
= is there a registration (S-1/S-3 family) on file without a later withdrawal
no structured fee data on the live registrations, so this is a yes/no, not a size
Overhead supply
NOT COMPUTEDno warrant count tagged in XBRL
= warrant shares outstanding divided by current shares outstanding
absence of a tag is not proof of absence of warrants
Historical dilution
LOW+6% O/S in 3y
= share count now vs 3 years ago (bands: 30% / 100%); a reverse split pushes this negative
Cash need
LOWoperating cash flow positive
= cash vs trailing operating burn (bands: 6mo / 24mo; positive operating CF = low)

Same rating bands the category standard uses, but free, with the formula on the chip and the gaps in the data said out loud.

Shares outstanding over time

2020-10-282026-07-31

Latest: 127.7M shares as of Jul 31, 2026 (10-Q).

Cash runway

Self-funding

profitable · generates cash

Full breakdown: cash runway tool · source filing →

Warrants

No warrant figures tagged in this filer’s XBRL facts. That means the company has not reported them in structured form; it does not prove no warrants exist. The exhibits are the ground truth.

Convertible notes

NotePrincipalCarryingConv. priceRateIf converted
Convertible Debt$217.5M$444,000not tagged2%~9.8M sh

If every note above converted at its tagged price: ~9.8M new shares on 127.7M currently outstanding. An estimate from principal ÷ conversion price, with inputs carrying different as-of dates; make-whole adjustments, capped calls and partial repurchases are not modeled.

Notes exactly as the company dimensioned them in its 10-Q filed Aug 6, 2026. Principal is face amount as tagged, not what remains after repurchases unless the filer updated the tag. A note the filer did not dimension is absent here, not absent from the balance sheet; the exhibits stay the ground truth.

Fully diluted build-up

Shares outstanding plus every potential-share instrument the filer tagged in XBRL, each at its own as-of date. An estimate assembled from filed figures, not a filing figure itself.

Shares outstanding127.7MJul 31, 2026
+ Convertible Debt (if fully converted)9.8MJun 30, 2026
Fully diluted estimate137.5M+7.7% vs O/S

Still excluded, because the filer does not tag them in countable form: employee options and RSUs, any instrument living only in exhibit prose, and instruments above missing a share count. Inputs carry different as-of dates, shown per row. Each figure traces to the tranche and note tables above and their cited filings.

Registrations and offerings

S-3ASRMar 10, 2026fee exhibit found but no total offering amount (fees deferred, typical for automatic shelves)filing →

Last 12 months: 0 executed · 1 registered.

REGISTEREDMar 10, 2026Automatic shelf registration — effective immediately (large filers)S-3ASR
UPDATESep 12, 2024Prospectus update — often a resale registration, not necessarily new capital424B3
UPDATEAug 22, 2024Prospectus update — often a resale registration, not necessarily new capital424B3
EFFECTIVEAug 20, 2024SEC declared a registration effective — selling can beginEFFECT
EXECUTEDJun 8, 2018Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDMay 11, 2018Unregistered share sale disclosed (8-K item 3.02)8-K
UPDATEMay 31, 2016Prospectus update — often a resale registration, not necessarily new capital424B3
EFFECTIVEMay 31, 2016SEC declared a registration effective — selling can beginEFFECT
UPDATEJan 9, 2013Prospectus update — often a resale registration, not necessarily new capital424B3
EFFECTIVEJan 9, 2013SEC declared a registration effective — selling can beginEFFECT

Full history and shelf status: offering checker · S-3 shelf checker

Source: SEC EDGAR XBRL company facts and filing metadata, fetched live and cached briefly. Share counts are cover-page figures with their form named. Warrant tranches and convertible notes come from the dimensioned facts in the latest 10-Q/10-K instance document, exactly as the company tagged them; untagged tranches and notes are absent, not disproven. Nothing on this page is manually verified and nothing is behind a login: what free data supports is shown, what it cannot support is stated. Not investment advice.

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