Item 5. Other Information
Item 5. Other Information.
None.
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Item 6. Exhibits.
Exhibit
Number Description
10.1*+ Employment Agreement, dated August 5, 2022, between the registrant and Mario A. Harik.
10.2*+ Form of Performance-Based Restricted Stock Unit Award Agreement (2016 Omnibus Incentive Compensation Plan).
10.3*+ Letter of Amendment to Separation Agreement, dated September 1, 2022, between the registrant and Troy A. Cooper.
10.4*+ Employment Agreement, dated September 13, 2022, between the registrant and Bradley S. Jacobs.
10.5*+ Offer Letter, dated October 6, 2022, between the registrant and Carl Anderson.
10.6*+ Change in Control and Severance Agreement, dated October 9, 2022, between the registrant and Carl Anderson.
10.7*+ Form of Restricted Stock Unit Award Agreement (2016 Omnibus Incentive Compensation Plan).
10.8*+ Form of Performance-Based Restricted Stock Unit Award Agreement (2016 Omnibus Incentive Compensation Plan).
10.9*+ Transition Agreement, dated October 10, 2022, between the registrant and Ravi Tulsyan.
31.1 * Certification of the Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, with respect to the registrant’s Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2022.
31.2 * Certification of the Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, with respect to the registrant’s Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2022.
32.1 ** Certification of the Principal Executive Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, with respect to the registrant’s Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2022.
32.2 ** Certification of the Principal Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, with respect to the registrant’s Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2022.
101.INS * XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCH * XBRL Taxonomy Extension Schema.
101.CAL * XBRL Taxonomy Extension Calculation Linkbase.
101.DEF * XBRL Taxonomy Extension Definition Linkbase.
101.LAB * XBRL Taxonomy Extension Label Linkbase.
101.PRE * XBRL Taxonomy Extension Presentation Linkbase.
104 * Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101).
* Filed herewith.
** Furnished herewith.
+ This exhibit is a management contract or compensatory plan or arrangement.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
XPO LOGISTICS, INC.
By: /s/ Mario Harik
Mario Harik
Chief Executive Officer
(Principal Executive Officer)
By: /s/ Ravi Tulsyan
Ravi Tulsyan
Chief Financial Officer
(Principal Financial Officer)
Date: November 2, 2022
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