15 unchanged sentences
Based on this assessment, the Chief Executive Officer and Chief Financial Officer assert that the Company maintained effective internal control over financial reporting as of December 31, 2022 based on the specified criteria.
−Removed: The Company’s independent registered public accounting firm, which audited the consolidated financial statements included in this annual report, has issued a report on the Company’s internal control over financial reporting as of December 31, 2021 that appears in Item 8 of this Form 10-K and is incorporated into this item by reference.
+Added: The Company’s independent registered public accounting firm, which audited the consolidated financial statements included in this annual report, has issued an attestation report on the Company’s internal control over financial reporting as of December 31, 2022 that appears in Item 8 of this Form 10-K and is incorporated into this item by reference.
Changes in Internal Control Over Financial Reporting
21 unchanged sentences
Schuler, Chair, James W.
−Removed: Noyce and Therese M.
+Added: Noyce, Rosemary Parson and Therese M.
The Board of Directors has determined that Mr.
40 unchanged sentences
The consolidated financial statements that appear in Item 8 of this Form 10-K are incorporated herein by reference.
+Added: Report of Independent Registered Accounting Firm (PCAOB ID 49)
+Added: Consolidated Balance Sheets as of December 31, 2022 and 2021 55
+Added: Consolidated Statements of Income for the years ended December 31, 2022, 2021 and 2020 56
+Added: Consolidated Statements of Comprehensive Income for the years ended December 31, 2022, 2021 and 2020 57
+Added: Consolidated Statements of Stockholders’ Equity for the years ended December 31, 2022, 2021 and 2020 58
+Added: Consolidated Statements of Cash Flows for the years ended December 31, 2022, 2021 and 2020 59
+Added: Notes to Consolidated Financial Statements 60
Financial Statement Schedules
6 unchanged sentences
4.1 Description of Capital Stock (incorporated herein by reference to Exhibit 4 filed with the Form 10-K on February 27, 2020)
+Added: 4.2 Indenture, dated June 14, 2022, between West Bancorporation, Inc.
+Added: and Wilmington Trust, National Association, as trustee (incorporated herein by reference to Exhibit 4.1 filed with the Form 8-K on June 14, 2022)
+Added: 4.3 First Supplemental Indenture, dated June 14, 2022, between West Bancorporation, Inc.
+Added: and Wilmington Trust, National Association, as trustee (incorporated herein by reference to Exhibit 4.2 filed with the Form 8-K on June 14, 2022)
+Added: 4.4 Form of 5.25% Fixed-to-Floating Rate Subordinated Notes due 2032 (incorporated herein by reference to Exhibit 4.3 filed with the Form 8-K on June 14, 2022)
10.1* Employment Agreement dated July 23, 2012, between West Bancorporation, Inc.
8 unchanged sentences
Gulling ( incorporated herein by reference to Exhibit 10.1 filed with the Form 8-K on May 27, 2021 )
−Removed: 10.5* E mpl oyment Agreement dated April 29, 2021 between West Bancorporation, Inc.
+Added: 10.5* Employment Agreement dated April 29, 2021 between West Bancorporation, Inc.
and Bradley P.
3 unchanged sentences
West Bancorporation, Inc.
+Added: and Subsidiary
+Added: 10.7* West Bancorporation, Inc.
Deferred Compensation Plan ( incorporated herein by reference to Exhibit 10.1 filed with the Form 8-K on October 29, 2012 )
14 unchanged sentences
2017 Equity Incentive Plan ( incorporated herein by reference to Exhibit A of the definitive proxy statement on Schedule 14A filed on March 1, 2017 )
−Removed: West Bancorporation, Inc.
−Removed: and Subsidiary
10.14* Form of Restricted Stock Unit Award Agreement under the West Bancorporation, Inc.
25 unchanged sentences
2021 Equity Incentive Plan Director Restricted Stock Unit Award Agreement ( incorporated herein by reference to Exhibit 4.8 filed with the Form S-8 on April 30, 2021 )
+Added: 10.28 Credit Agreement, dated as of December 15, 2021, by and between West Bancorporation, Inc.
+Added: and National Exchange Bank & Trust (incorporated herein by reference to Exhibit 10.1 filed with the Form 8-K on June 6, 2022)
+Added: 10.29 Promissory Note, dated as of December 15, 2021, made by West Bancorporation, Inc., to and in favor of National Exchange Bank & Trust (incorporated herein by reference to Exhibit 10.2 filed with the Form 8-K on June 6, 2022)
+Added: West Bancorporation, Inc.
+Added: and Subsidiary
+Added: 10.30 Commercial Pledge Agreement, dated as of December 15, 2021, by and between West Bancorporation, Inc.
+Added: and National Exchange Bank & Trust (incorporated herein by reference to Exhibit 10.3 filed with the Form 8-K on June 6, 2022)
+Added: 10.31* Addendum to Transitional Employment Agreement, dated September 7, 2022, between West Bancorporation, Inc.
+Added: and Douglas R.
21 Subsidiaries
14 unchanged sentences
* Indicates management contract or compensatory plan or arrangement.
−Removed: FORM 10-K SUMMARY
West Bancorporation, Inc.
and Subsidiary
+Added: FORM 10-K SUMMARY
West Bancorporation, Inc.
10 unchanged sentences
Executive Vice President, Treasurer and Chief Financial Officer
−Removed: (Principal Financial and Accounting Officer)
+Added: (Principal Financial Officer)
BOARD OF DIRECTORS
16 unchanged sentences
February 23, 2023 By:
+Added: /s/ Rosemary Parson
+Added: Rosemary Parson
+Added: February 23, 2023 By:
/s/ Steven T.
5 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.