Waterstone Financial, Inc. 10-Q

Item 5. Other Information   During the three months ended September 30, 2023, no directors or executive officers of the Company adopted or terminated any contract, instruction or written plan for the purchase or sale of the Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5 - 1 (c) and/or any “Rule 10b5 - 1 trading arrangement.”      Item   6. Exhibits   Exhibit No.   Description   Filed Herewith   31.1   Sarbanes-Oxley Act Section 302 Certification signed by the Chief Executive Officer of Waterstone Financial, Inc.   X   31.2   Sarbanes-Oxley Act Section 302 Certification signed by the Chief Financial Officer of Waterstone Financial, Inc.   X   32.1   Certification pursuant to 18 U.S. C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 signed by the Chief Executive Officer of Waterstone Financial, Inc.   X   32.2   Certification pursuant to 18 U.S. C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 signed by the Chief Financial Officer of Waterstone Financial, Inc.   X   101   The following financial statements from Waterstone Financial, Inc. Quarterly Report on Form 10-Q for the quarter ended September 30, 2023, formatted in Inline Extensive Business Reporting Language (iXBRL): (i) consolidated statements of financial condition, (ii) consolidated statements of income, (iii) consolidated statements of comprehensive income, (iv) consolidated statements of changes in shareholders' equity, (v) consolidated statements of cash flows and (vi) the notes to consolidated financial statements.   X   104   Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)   X   Signatures   Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.         WATERSTONE FINANCIAL, INC. (Registrant) Date:  November 2, 2023     /s/ Douglas S. Gordon   Douglas S. Gordon   Chief Executive Officer Principal Executive Officer Date:  November 2, 2023     /s/  Mark R. Gerke   Mark R. Gerke   Chief Financial Officer Principal Financial Officer   62