Catheter Precision, Inc. 10-Q

ITEM 5. OTHER INFORMATION None. 50 Table of Contents ITEM 6. EXHIBITS Exhibit Incorporated by Reference Number Description Form File No. Exhibit Filing Date 3.1.1 Amended and Restated Certificate of Incorporation of the Registrant. 8-K 001-38677 3.1 10/1/2018 3.1.2 Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant. (effective 11/16/20) 8-K 001-38677 3.1 11/17/2020 3.1.3 Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant. (effective 09/30/22) 8-K 001-38677 3.1 9/20/2022 3.1.4 Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant. (filed 08/01/23, effective 08/17/23) 8-K 001-38677 3.1 8/4/2023 3.1.5 Certificate of Amendment to Amended and Restated Certificate of Incorporation of the Registrant (filed 07/11/2024, effective 07/15/2024) 8-K 001-38677 3.1 7/12/2024 5 Certificate of Designation of Series X Convertible Preferred Stock. 8-K 001-38677 3.1 1/13/2023 6 Certificate of Designation of Series A Preferred Stock. 8-K 001-38677 3.2 1/13/2023 3.2.1 Amended and Restated Bylaws of the Registrant. 8-K 001-38677 3.2 10/1/2018 3.2.2 Amendment to Amended and Restated Bylaws of the Registrant. 8-K 001-38677 3.1 8/17/2022 4.1 Specimen common stock certificate of the Registrant. S-1 333-226191 4.1 7/16/2018 4.2 [omitted.] 4.3 Form of warrant issued in May 2020. 8-K 001-38677 4.1 5/22/2020 4.4 Form of pre-funded warrant issued in May 2020. 8-K 001-38677 4.2 5/22/2020 4.5 Form of placement agent warrant issued in May 2020. 8-K 001-38677 4.3 5/22/2020 51 Table of Contents 4.6 Form of warrant offered in July 2020. S-1 333-239887 4.3 7/16/2020 4.7 Form of pre-funded warrant issued in July 2020. S-1 333-239887 4.4 7/16/2020 4.8 Form of placement agent warrant offered in July 2020. S-1 333-239887 4.5 7/16/2020 4.9 [omitted.] 4.10 Form of Series B Warrant offered in February 2022. S-1/A 333-262195 4.9 2/3/2022 4.11 [omitted.] S-1/A 333-262195 4.10 2/3/2022 4.12 Warrant Agency Agreement, dated February 8, 2022, by and between the Registrant and American Stock & Trust Company LLC. 8-K 001-38677 4.4 2/9/2022 4.12.1 Amendment No. 1, dated July 22, 2022, to February 8, 2022 Warrant Agency Agreement by and between the Company and American Stock Transfer & Trust Company, LLC. 10-Q 001-38677 4.7 8/15/2022 4.13 Form of Series E Warrant offered in January 2023. 8-K 001-38677 4.1 1/13/2023 4.14 Form of Series F Warrant issued in March 2023. 8-K 001-38677 4.2 1/13/2023 4.15 Form of Series G Warrant issued in March 2023. 8-K 001-38677 4.3 1/13/2023 10.1 Non-plan Stock Option Award granted May 1, 2024, to Marie-Claude Jacques S-1 333-279930 10.31.7 6/4/2024 10.2 Promissory Note dated May 30, 2024 8-K 001-38677 10.2 6/3/2024 10.3 Promissory Note dated June 25, 2024 8-K 001-38677 10.1 6/26/2024 52 Table of Contents 31.1* Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2* Certification of Principal Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1*@ Certifications of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2*@ Certifications of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101.INS* Inline XBRL Instance Document 101.SCH* Inline XBRL Taxonomy Extension Schema Document 101.CAL* Inline XBRL Taxonomy Extension Calculation Linkbase Document 101.DEF* Inline XBRL Taxonomy Extension Definition Linkbase Document 101.LAB* Inline XBRL Taxonomy Extension Label Linkbase Document 101.PRE* Inline XBRL Taxonomy Extension Presentation Linkbase Document 104* Cover Page Interactive Data File (embedded within the Inline XBRL document). * Filed herewith. @ The information in this exhibit is furnished and deemed not filed with the Securities and Exchange Commission for purposes of section 18 of the Exchange Act of 1934, as amended (Exchange Act), and is not to be incorporated by reference into any filing of Catheter Precision, Inc. under the Securities Act of 1933, as amended (Securities Act), or the Exchange Act, whether made before or after the date hereof, regardless of any general incorporation language in such filing. 53 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. CATHETER PRECISION, INC. (Registrant) Date: August 13, 2024 By: /s/ David A. Jenkins David A. Jenkins Executive Chairman of the Board and Chief Executive Officer (Principal Executive Officer) Date: August 13, 2024 By: /s/ Margrit Thomassen Margrit Thomassen Interim Chief Financial Officer (Principal Financial and Accounting Officer) 54