Vroom, Inc. 10-Q

Item 5. Other Information None. 58 Table of Contents Item 6. Exhibits INDEX TO EXHIBITS Exhibit Number Exhibit Description Form File No. Exhibit Filing Date Filed Herewith Furnished Herewith 3.1 Amended and Restated Certificate of Incorporation of Vroom, Inc. 10-Q 001-39315 3.1 August 13, 2020 3.2 Amended and Restated Bylaws of Vroom, Inc. 10-Q 001-39315 3.2 August 13, 2020 4.1 Specimen Stock Certificate evidencing the shares of common stock S-1/A 333-238482 4.1 June 1, 2020 4.2 Indenture, dated as of June 18, 2021, between Vroom, Inc. and U.S. Bank National Association, as trustee 8-K 001-39315 4.1 June 21, 2021 4.3 Form of Global Note representing the 0.750% Convertible Senior Notes due 2026 (included in Exhibit 4.1) 8-K 001-39315 4.1 June 21, 2021 10.1 Assignment of Contracts, dated July 29, 2021, by and between CGP2 Lone Star, LP as assignor and Catterton Growth Partners II, L.P., Catterton Growth Partners II Offshore, L.P., L Catterton Growth Partners III, L.P. and L Catterton Growth Partners Offshore III, L.P. as assignees, of the Nominee and Indemnity Agreements, dated September 1, 2020, of Scott Dahnke and Michael Farello X 31.1 Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 X 31.2 Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 X 32.1 Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 X 32.2 Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 X 59 Table of Contents Exhibit Number Exhibit Description Form File No. Exhibit Filing Date Filed Herewith Furnished Herewith 101.INS Inline XBRL Instance Document X 101.SCH Inline XBRL Taxonomy Extension Schema Document X 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document X 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document X 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document X 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document X 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) X 60 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Vroom, Inc. Date: August 11, 2021 By: /s/ Paul J. Hennessy Paul J. Hennessy Chief Executive Officer (principal executive officer) Date: August 11, 2021 By: /s/ Dave Jones Dave Jones Chief Financial Officer (principal financial and accounting officer) 61