Vroom, Inc. 10-Q

Item 5. Other Information None. 55 Item 6. Exhibits INDEX TO EXHIBITS Exhibit Number Exhibit Description Form File No. Exhibit Filing Date Filed Herewith Furnished Herewith 3.1 Amended and Restated Certificate of Incorporation of Vroom, Inc. 10-Q 001-39315 3.1 August 13, 2020 3.2 Amended and Restated Bylaws of Vroom, Inc. 10-Q 001-39315 3.2 August 13, 2020 4.1 Specimen Stock Certificate evidencing the shares of common stock S-1/A 333-238482 4.1 June 1, 2020 10.1 Second Amendment to Inventory Financing and Security Agreement, dated October 1, 2020 by and among Ally Bank, Ally Financial, Inc., Left Gate Property Holding, LLC and Vroom, Inc. X 10.2 Nominee and Indemnity Agreement, dated September 1, 2020, by and among Catterton Management Company, L.L.C. as investment manager of CGP2 Lone Star, L.P., Scott Dahnke and Vroom, Inc. S-1/A 333-248655 10.20 September 8, 2020 10.3 Nominee and Indemnity Agreement, dated September 1, 2020, by and among Catterton Management Company, L.L.C. as investment manager of CGP2 Lone Star, L.P., Michael Farello and Vroom, Inc. S-1/A 333-248655 10.21 September 8, 2020 31.1 Certification of Principal Executive Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 X 31.2 Certification of Principal Financial Officer Pursuant to Rules 13a-14(a) and 15d-14(a) under the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 X 32.1 Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 XX 32.2 Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 XX 101.INS XBRL Instance Document X 56 Exhibit Number Exhibit Description Form File No. Exhibit Filing Date Filed Herewith Furnished Herewith 101.SCH XBRL Taxonomy Extension Schema Document X 101.CAL XBRL Taxonomy Extension Calculation Linkbase Document X 101.DEF XBRL Taxonomy Extension Definition Linkbase Document X 101.LAB XBRL Taxonomy Extension Label Linkbase Document X 101.PRE XBRL Taxonomy Extension Presentation Linkbase Document X 57 SIGNAT URES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. Vroom, Inc. Date: November 12, 2020 By: /s/ Paul J. Hennessy Paul J. Hennessy Chief Executive Officer (principal executive officer) Date: November 12, 2020 By: /s/ Dave Jones Dave Jones Chief Financial Officer (principal financial and accounting officer) 58