Unregistered Sales of Equity Securities and Use of Proceeds
−Removed: No unregistered sales of equity securities occurred during the six months ended June 30, 2023.
+Added: No unregistered sales of equity securities occurred during the nine months ended September 30, 2023.
Description of Exhibit
−Removed: Sixth Amendment to the Credit Agreement and Frist Amendment to the Security Agreement, dates of March 31, 2023, by and among Goodness Growth Holdings, Inc.
−Removed: and certain of its subsidiaries, the persons from time-to-time parties thereto as guarantors, the lenders party thereto, and Chicago Atlantic Advisers, LLC, as administrative agent and as collaterial agent (incorporated by reference to Exhibit 10.45 to our Registration Statement on Form S-1 filed with the SEC on August 4, 2023).
−Removed: Consulting Agreement, dated May 24, 2023, by and between Goodness Growth Holdings, Inc.
−Removed: and Grown Rogue Unlimited ULC (incorporated by reference to Exhibit 10.46 to our Registration Statement on Form S-1 filed with the SEC on August 3, 2023).
+Added: Options Agreement dated as of August 11, 2023, by and among Vireo Health, Inc., HA-MD LLC, and certain other parties specified therein.
+Added: First Amendment to the Consulting Agreement, dated September 20, 2023, by and between Goodness Growth Holdings, Inc.
+Added: and Grown Rogue Unlimited, LLC.
+Added: Separation Agreement dated September 21, 2023, between Vireo Health, Inc., and John Heller.
Rule 13a-14(a)/15d-14(a) certification of Chief Executive Officer
−Removed: Rule 13a-14(a)/15d-14(a) certification of Chief Financial Officer
Section 1350 certification, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: Includes the following financial and related information from Goodness Growth’s Quarterly Report on Form 10-Q as of and for the quarter ended June 30, 2023, formatted in Inline Extensible Business Reporting Language (iXBRL):
+Added: Includes the following financial and related information from Goodness Growth’s Quarterly Report on Form 10-Q as of and for the quarter ended September 30, 2023, formatted in Inline Extensible Business Reporting Language (iXBRL):
(1) the Consolidated Balance Sheets, (2) the Consolidated Statements of Income, (3) the Consolidated Statements of Comprehensive Income, (4) the Consolidated Statements of Changes in Stockholders’ Equity, (5) the Consolidated Statements of Cash Flows, and (6) Notes to Consolidated Financial Statements.
2 unchanged sentences
GOODNESS GROWTH HOLDINGS, INC.
−Removed: August 14, 2023
+Added: November 14, 2023
/s/ Joshua Rosen
Interim Chief Executive Officer
−Removed: August 14, 2023
−Removed: Chief Financial Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.