Other Information
−Removed: During the three months ended March 31, 2026, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
+Added: During the three months ended June 30, 2026, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
(3) Articles of Incorporation and By-laws:
2 unchanged sentences
(3.3) By-laws of the Company , as amended and restated, incorporated herein by reference to Exhibit 3.1 to the Company ’s Form 8-K Current Report filed on October 24, 2018.
−Removed: (31.1) Certification of Ira Robbins, Chairman of the Board and Chief Executive Officer of the Company, pursuant to Securities Exchange Rule 13a-14(a).
−Removed: (31.2) Certification of Travis Lan, Senior Executive Vice President and Chief Financial Officer of the Company, pursuant to Securities Exchange Rule 13a-14(a).
+Added: (4) Instruments Defining the Rights of Security Holders:
+Added: (4.1) Subordinated Indenture, dated May 14, 2026, by and between Valley National Bancorp and U.S.
+Added: Bank Trust Company, National Association, incorporated herein by reference to Exhibit 4.1 to the Company’s Form 8-K Current Report filed on May 14, 2026.
+Added: (4.2) First Supplemental Indenture, dated May 14, 2026, by and between Valley National Bancorp and U.S.
+Added: Bank Trust Company, National Association, incorporated herein by reference to Exhibit 4.2 to the Company’s Form 8-K Current Report filed on May 14, 2026.
+Added: (4.3) Form of Global Note for Valley National Bancorp’s 6.219% Fixed-to-Floating Rate Subordinated Notes due 2036 (included in Exhibit 4.2), incorporated herein by reference to Exhibit 4.3 to the Company’s Form 8-K Current Report filed on May 14, 2026.
+Added: (10) Material Contracts:
+Added: (10.1) Underwriting Agreement, dated May 11, 2026, by and among Valley National Bancorp, Valley National Bank, and Keefe, Bruyette & Woods, Inc.
+Added: and Morgan Stanley & Co.
+Added: LLC, as representatives of the Underwriters listed on Schedule A thereto, incorporated herein by reference to Exhibit 1.1 to the Company’s Form 8-K Current Report filed on May 14, 2026.
+Added: (31.1) Certification of Ira Robbins, Chairman of the Board , President and Chief Executive Officer of the Company, pursuant to Exchange Act Rule 13a-14(a).
+Added: (31.2) Certification of Travis Lan, Senior Executive Vice President and Chief Financial Officer of the Company, pursuant to Exchange Act Rule 13a-14(a).
(32) Certification pursuant to 18 U.S.C.
−Removed: Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed by Ira Robbins, Chairman of the Board and Chief Executive Officer of the Company, and Travis Lan, Senior Executive Vice President and Chief Financial Officer of the Company.
+Added: Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, signed by Ira Robbins, Chairman of the Board , President and Chief Executive Officer of the Company, and Travis Lan, Senior Executive Vice President and Chief Financial Officer of the Company.
(101) Interactive Data File (XBRL Instance Document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document) **
5 unchanged sentences
/s/ Ira Robbins
−Removed: May 7, 2026 Ira Robbins
+Added: August 6, 2026 Ira Robbins
Chairman of the Board, President and
2 unchanged sentences
/s/ Travis Lan
−Removed: May 7, 2026 Travis Lan
+Added: August 6, 2026 Travis Lan
Senior Executive Vice President and
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.