1 unchanged sentence
During the quarter, we did not sell any equity securities not registered under the Securities Act of 1933, as amended.
−Removed: Purchases of equity securities by the issuer and affiliated purchasers during the three months ended September 30, 2020 were as follows:
+Added: Purchases of equity securities by the issuer and affiliated purchasers during the three months ended March 31, 2021 were as follows:
ISSUER PURCHASES OF EQUITY SECURITIES
7 unchanged sentences
Purchased Under the Plans (2)
−Removed: July 1, 2020 to July 31, 2020 99 $ 7.09 — 4,112,465
−Removed: August 1, 2020 to August 31, 2020 10,694 7.63 — 4,112,465
−Removed: September 1, 2020 to September 30, 2020 672 6.60 — 4,112,465
+Added: January 1, 2021 to January 31, 2021 1,034 $ 9.81 — 4,112,465
+Added: February 1, 2021 to February 28, 2021 467,351 10.62 — 4,112,465
+Added: March 1, 2021 to March 31, 2021 10,714 12.85 — 4,112,465
Total 479,099 $ 10.66 —
2 unchanged sentences
The repurchase plan has no stated expiration date.
−Removed: No repurchase plans or programs expired or terminated during the three months ended September 30, 2020.
+Added: No repurchase plans or programs expired or terminated during the three months ended March 31, 2021.
(3) Articles of Incorporation and By-laws:
2 unchanged sentences
(10) Material Contracts
−Removed: (10.1) Valley National Bancorp 2016 Long-Term Stock Incentive Plan, as amended and restated on January 28, 2020.
−Removed: (31.1) Certification pursuant to Securities Exchange Rule 13a-14(a)/15d-14(a) signed by Ira Robbins, Chairman of the Board, President and Chief Executive Officer of the Company.*
−Removed: (31.2) Certification pursuant to Securities Exchange Rule 13a-14(a)/15d-14(a) signed by Michael D.
−Removed: Hagedorn, Senior Executive Vice President and Chief Financial Officer of the Company.*
+Added: (10.1) Valley National Bancorp 2021 Incentive Compensation Plan.+*
+Added: (10.2) Form of Valley National Bancorp Time-Based Restricted Stock Unit Award Agreement, in connection with Valley National Bancorp 2021 Incentive Compensation Plan.
+Added: (10.3) Form of Valley National Bancorp Performance-Based Restricted Stock Unit Award Agreement, in connection with Valley National Bancorp 2021 Incentive Compensation Plan.
+Added: (10.4) Form of Valley National Bancorp Director Restricted Stock Unit Award Agreement, in connection with Valley National Bancorp 2021 Incentive Compensation Plan.
+Added: (31.1) Certification of Ira Robbins, Chairman of the Board, President and Chief Executive Officer of the Company, pursuant to Securities Exchange Rule 13a-14(a).*
+Added: (31.2) Certification of Michael D.
+Added: Hagedorn, Senior Executive Vice President and Chief Financial Officer of the Company, pursuant to Securities Exchange Rule 13a-14(a).*
(32) Certification pursuant to 18 U.S.C.
5 unchanged sentences
** Furnished herewith
+Added: + Management contract and compensatory plan or arrangement.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
1 unchanged sentence
/s/ Ira Robbins
−Removed: November 6, 2020 Ira Robbins
+Added: May 7, 2021 Ira Robbins
Chairman of the Board, President
2 unchanged sentences
/s/ Michael D.
−Removed: November 6, 2020 Michael D.
+Added: May 7, 2021 Michael D.
Senior Executive Vice President and
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.