Item 5. Other Information
ITEM 5.
OTHER INFORMATION
None.
25
ITEM 6.
EXHIBITS
Incorporated
by
Reference
Filed
or
Furnished
Exhibit
No.
Exhibit
Description
Form
Date
Number
Herewith
4.1
Promissory
Note with Al Dali International for Gen. Trading & Cont. Co. dated June 20, 2023
8-K
6/23/23
4.1
4.2
Stock
Option Agreement with Al Dali International for Gen. Trading & Cont. Co. dated June 20, 2023
8-K
6/23/23
4.2
4.3
Form
of Convertible Promissory Note with Third Party Investor dated July 6, 2023
10-Q
7/28/23
4.3
10.1
Executive
Employment Agreement with Leslie D. Patterson
10-Q
7/28/23
10.1
10.2
Consulting
Agreement with Matthew Nicosia
10-Q
7/28/23
10.2
10.3
Consulting Agreement with Trent Staggs
10-Q
7/28/23
10.3
10.4
Equipment
Lease Agreement with Viva Wealth Fund, LLC dated June 26, 2023
10-Q
7/28/23
10.4
10.5
Schedule
No. 2 to Master Agreement between Maxus Capital Group, LLC and White Claw Colorado City, LLC dated May 23, 2023
10-Q
7/28/23
10.5
31.1
Certification of Principal Executive Officer, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Filed
31.2
Certification of Principal Financial Officer, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
Filed
32.1
Certification of Principal Executive Officer, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
Furnished**
32.2
Certification of Principal Financial Officer, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
Furnished**
101.INS
Inline
XBRL Instance Document
Filed
101.SCH
Inline
XBRL Taxonomy Extension Schema Document
Filed
101.CAL
Inline
XBRL Taxonomy Extension Calculation Linkbase Document
Filed
101.DEF
Inline
XBRL Taxonomy Extension Definition Linkbase Document
Filed
101.LAB
Inline
XBRL Taxonomy Extension Label Linkbase Document
Filed
101.PRE
Inline
XBRL Taxonomy Extension Presentation Linkbase Document
Filed
104
Cover
Page Interactive Data File (formatted in IXBRL, and included in exhibit 101).
**
These
exhibits are being furnished rather than filed and shall not be deemed incorporated by reference into any filing, in accordance with
Item 601 of Regulation S-K.
26
SIGNATURES
Pursuant
to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to
be signed on its behalf by the undersigned, thereunto duly authorized.
VIVAKOR,
INC.
By:
/s/
James Ballengee
James
Ballengee
Chief
Executive Officer (Principal Executive Officer)
Date:
August 18,
2023
VIVAKOR,
INC.
By:
/s/
Tyler Nelson
Tyler
Nelson
Chief
Financial Officer (Principal Financial and Accounting Officer)
Date:
August 18,
2023
27
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.