Item 5. Other Information
ITEM 5. OTHER INFORMATION
None.
40
ITEM 6. EXHIBITS
Incorporated by
Exhibit
Reference
Filed or Furnished
Number
Exhibit Description
Form
Exhibit
Filing Date
Herewith
2.1
Membership Interest Purchase Agreement dated as of June 15, 2022, by and among the Registrant, Jorgan Development, LLC and JBAH Holdings LLC
8-K
2.1
6/22/2022
4.1
Form of Secured Promissory Note of Registrant
8-K
4.1
6/22/2022
10.1
Form of Shared Services Agreement among Endeavor Crude, LLC, Silver Fuels Delhi LLC and White Claw Colorado City, LLC
8-K
10.1
6/22/2022
10.2
Form of Pledge Agreement
8-K
10.2
6/22/2022
10.3
Form of Master Netting Agreement among Registrant, Silver Fuels Delhi LLC, White Claw Colorado City, LLC, Jorgan Development, LLC, JBAH Holdings, LLC, Endeavor Crude, LLC and White Claw Crude, LLC
8-K
10.3
6/22/2022
10.4
Form of Guaranty Agreement
8-K
10.4
6/22/2022
10.5
Form of Lock-Up Agreement
8-K
10.5
6/22/2022
10.6
Form of Assignment of Membership Agreement
8-K
10.6
6/22/2022
10.7
Form of Release Agreement
8-K
10.7
6/22/2022
10.8
Oil Storage Agreement dated January 1,2021 by and between White Claw Colorado City, LLC and White Claw Crude, LLC
8-K
10.8
6/22/2022
10.9
Crude Petroleum Supply Agreement dated January 1,2021 by and between White Claw Crude, LLC and Silver Fuels Delhi LLC
8-K
10.9
6/22/2022
10.10
Form of First Amendment to Crude Petroleum Supply Agreement dated January 1,2021 by and between White Claw Crude, LLC and Silver Fuels
Delhi LLC
8-K
10.10
6/22/2022
16.1
Letter of Macias Gini & O’Connell, LLP dated July 8, 2022, on the Change in Certifying Accountant
8-K
16.1
7/11/2022
41
Incorporated by
Exhibit
Reference
Filed or Furnished
Number
Exhibit Description
Form
Exhibit
Filing Date
Herewith
31.1*
Rule 13a-14(a) / 15d-14(a) Certification of Chief Executive Officer .
X
31.2*
Rule 13a-14(a) / 15d-14(a) Certification of Chief Financial Officer.
X
32.1**
Section 1350 Certification of Chief Executive Officer.
X
32.2**
Section 1350 Certification of Chief Financial Officer.
X
101.INS*
Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document)
101.SCH*
InlineXBRL Taxonomy Extension Schema Document
101.CAL*
InlineXBRL Taxonomy Extension Calculation Linkbase Document
101.DEF*
InlineXBRL Taxonomy Extension Definition Linkbase Document
101.LAB*
InlineXBRL Taxonomy Extension Label Linkbase Document
101.PRE*
XBRL Taxonomy Extension Presentation Linkbase Document
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
** In accordance with SEC Release 33-8238,
Exhibits 32.1 and 32.2 are being furnished and not filed.
42
SIGNATURES
Pursuant to the requirements
of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
VIVAKOR, INC.
By:
/s/ James Ballengee
James Ballengee
Chief Executive Officer (Principal Executive Officer)
Date:
November 21, 2022
VIVAKOR, INC.
By:
/s/ Tyler Nelson
Tyler Nelson
Chief Financial Officer (Principal Financial and Accounting Officer)
Date:
November 21, 2022
43
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.