What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2022-05-13 compared with 2010-11-22 · 53 added, 14 removed, 2 unchanged (97% of the section changed)

OTHER INFORMATION

Consulting Agreement- DJS Financial

Consulting Agreement- Blake Holden

Consulting Agreement- James C.

Consulting Agreement- Trent Skaggs

Stock Purchase - War Chest Multi-Strategy Fund LLC

Stock Purchase - Barclay Lyons LLC

Certification by Chief Executive Officer Pursuant to Rule 13a-14(a)/15d-14(a), As Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.

Certification Pursuant to 18 U.S.C.

Section 1350, As Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

On February 14, 2022, we closed an underwritten

public offering of 1,600,000 shares of common stock, at a public offering price of $5.00 per share, for aggregate gross proceeds of $8.0

million, prior to deducting underwriting discounts, commissions, and other offering expenses.

In addition, we granted the underwriter,

EF Hutton, division of Benchmark Investments, LLC ("EF Hutton"), a 45-day option to purchase up to an additional 240,000 shares

of Common Stock at the public offering price per share, less the underwriting discounts and commissions, to cover over-allotments, if

any, and has issued the underwriter, EF Hutton, 5-year warrants to purchase 80,000 shares of common stock at an exercise price equal $5.75.Our

Common Stock began trading on the Nasdaq Capital Market on February 14, 2022, under the symbol "VIVK".

EF Hutton, acted as sole

book-running manager for the offering.

Simultaneous with the close of the offering, we converted 66,667 shares of Series A Preferred Stock

in to 833,333 shares of common stock.

We effected a 1-for-30 reverse split of our authorized and outstanding shares of our Common Stock

and preferred stock (the “Reverse Stock Split”) via the filing of a certificate of change with the Nevada Secretary of State

simultaneously with the close of the underwritten public offering, which was effective at the commencement of trading of our Common Stock.

No fractional shares of our common stock were issued as a result of the Reverse Stock Split.

Any fractional shares resulting from the

Reverse Stock Split were rounded up to the nearest whole share, resulting in a round up issuance of 2,271 shares of our common stock.

In conjunction with the offering, approximately $1,228,997 in convertible notes payable were converted into 272,156 shares of common stock.

Incorporated by

Filed or Furnished

Exhibit Description

Underwriting Agreement, by and among Vivakor, Inc., and EF Hutton, division of Benchmark Investments, LLC, dated February 11, 2022

Certificate of Change Pursuant to NRS 78.209, filed with the Secretary of State of the State of Nevada on February 11, 2022

Form of Representative’s Warrants

Vivakor 2021 Equity Incentive Plan

Lease Agreement, by and between Vivakor, Inc., and Tar Sands Holdings II, LLC, dated March 9, 2022

Memorandum of Understanding, by and between Vivakor, Inc., and Greenfield Energy, LLC, dated March 8, 2022

Product Off-take Agreement, by and between Vivaventures Energy Group, Inc.

and Hot Oil Tansport, LLC, dated April 26, 2022

Rule 13a-14(a) / 15d-14(a) Certification of Chief Executive Officer.

Rule 13a-14(a) / 15d-14(a) Certification of Chief Financial Officer.

Section 1350 Certification of Chief Executive Officer.

Section 1350 Certification of Chief Financial Officer.

Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File

because its XBRL tags are embedded within the Inline XBRL document)

InlineXBRL Taxonomy Extension Schema Document

InlineXBRL Taxonomy Extension Calculation Linkbase Document

InlineXBRL Taxonomy Extension Definition Linkbase Document

InlineXBRL Taxonomy Extension Label Linkbase Document

XBRL Taxonomy Extension Presentation Linkbase Document

Cover Page Interactive Data File (embedded within the Inline XBRL document)

** In accordance with SEC Release 33-8238,

Exhibits 32.1 and 32.2 are being furnished and not filed.

Pursuant to the requirements

of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by

the undersigned, thereunto duly authorized.

VIVAKOR, INC.

November 22, 2010

/s/ Matt Nicosia

Executive Chairman and Chief Executive Officer

(Chief Accounting Officer)

/s/ Matthew Nicosia

Matthew Nicosia

Chief Executive Officer (Principal Executive Officer)

VIVAKOR, INC.

/s/ Tyler Nelson

Chief Financial Officer (Principal Financial and Accounting Officer)

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information