OTHER INFORMATION
−Removed: During the three months ended March 31, 2025, no director or “officer” (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted , modified or terminated a "Rule 10b5-1 trading arrangement" or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K under the Exchange Act.
+Added: During the three and six months ended June 30, 2025, no director or “officer” (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted , modified or terminated a "Rule 10b5-1 trading arrangement" or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K under the Exchange Act.
Exhibit Number Description
3 unchanged sentences
001-37352), filed on May 29, 2015).
−Removed: Amendment No.
−Removed: 1 to the Amended and Restated Employee Agreement , dated as of February 26, 2025, by and between Virtu Financial Operati ng LLC and Joseph Molluso .
−Removed: Amendment No.
−Removed: 1 to the Amended and Restated Employee Agreement, dated as of February 26, 2025, by and between Virtu Financial Operating LLC and Ste phen Cavoli .
−Removed: Amendment No.
−Removed: 2, dated February 19, 2025, to the Credit Agreement, dated January 13, 2022 (as amended by Amendment No.
−Removed: 1, dated June 21, 2024), among Virtu Financial LLC, as Holdings, VFH Parent LLC, as Borrower, the Lenders, and JPMorgan Chase Bank, N.A., as Administrative Agent (incorporated herein by reference to Exhibit 10.45 to the Company’s Annual Report on Form 10-K (File No.
−Removed: 001-37352) filed on February 21, 2025).
+Added: Virtu Financial, Inc.
+Added: Second Amended and Restated 2015 Management Incentive Plan ( incorporated by reference from Annex A to Virtu Financial, Inc.’s Definitive Proxy Statement on Schedule 14A filed on April 23, 2025).
31.1* Certification of Chief Executive Officer required by Rule 13a-14(a)/15d-14(a) under the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
15 unchanged sentences
Virtu Financial, Inc.
−Removed: April 29, 2025 By:
+Added: July 31, 2025 By:
/s/ Douglas A.
Chief Executive Officer
−Removed: April 29, 2025 By:
+Added: July 31, 2025 By:
/s/ Cindy Lee
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.