OTHER INFORMATION
−Removed: During the three and six months ended June 30, 2024, no director or “officer” (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted, modified or terminated a "Rule 10b5-1 trading arrangement" or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K under the Exchange Act.
+Added: During the three and nine months ended September 30, 2024, no director or “officer” (as defined in Rule 16a-1(f) under the Exchange Act) of the Company adopted , modified or terminated a "Rule 10b5-1 trading arrangement" or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K under the Exchange Act.
Exhibit Number Description
3 unchanged sentences
001-37352), filed on May 29, 2015).
−Removed: I ndenture, dated as of June 21, 2024, by and among Virtu Financial LLC , as Holdings, VFH Parent LLC, as Issuer, V alor Co-Issuer , Inc., as Co-Issuer, the Sub sidiary Guarantors, and U.S.
−Removed: Bank National Ass ociat ion , as Trustee and Collateral Agent.
−Removed: Amendment No.
−Removed: 1, dated June 21, 2024, to the Credit Agreement, dated January 13, 2022, among Virtu Financial LLC, as Holdings, VFH Parent LLC, as Borrower, the Lenders, and JPMorgan Chase Bank, N.A., as Administrative Agent.
−Removed: Employment Agreement, dated as of April 29 , 202 4 , by and between Virtu Financial Operating LLC and Cindy Lee .
31.1* Certification of Chief Executive Officer required by Rule 13a-14(a)/15d-14(a) under the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
15 unchanged sentences
Virtu Financial, Inc.
−Removed: July 26, 2024 By:
+Added: October 28, 2024 By:
/s/ Douglas A.
Chief Executive Officer
−Removed: July 26, 2024 By:
+Added: October 28, 2024 By:
+Added: /s/ Cindy Lee
Chief Financial Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.