1 unchanged sentence
Exhibit Number Description
−Removed: 10.1† Employment Agreement, dated as of April 30, 2020, by and between Virtu Financial Operating LLC and Joseph Molluso (incorporated herein by reference to Exhibit 10.4 to the Company’s Quarterly Report on Form 10-Q (File No.
−Removed: 001- 37352) filed on May 11, 2020).
+Added: 10.1*† Employment Agreement, dated as of August 7, 2020, by and between Virtu Financial Operating LLC and Sean Galvin.
+Added: 10.2*† Virtu Financial, Inc.
+Added: Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit and Common Stock Award Agreement, dated as of August 12, 2020, by and between Virtu Financial, Inc.
+Added: and Sean Galvin.
31.1* Certification of Chief Executive Officer required by Rule 13a-14(a)/15d-14(a) under the Securities Exchange Act of 1934, as amended, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
15 unchanged sentences
Virtu Financial, Inc.
−Removed: August 7, 2020 By:
+Added: November 6, 2020 By:
/s/ Douglas A.
Chief Executive Officer
−Removed: August 7, 2020 By:
−Removed: /s/ Alex Ioffe
+Added: November 6, 2020 By:
Chief Financial Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.