Victory Capital Holdings, Inc. 10-Q

Item 5. Other Information On August 6, 2020, the Compensation Committee of the Board of Directors of Victory Capital Management, Inc. (the " Company ") approved a relocation package for David C. Brown, the Company’s Chairman and Chief Executive Officer in connection with his relocation to San Antonio. The Company’s Board of Directors requested that Mr. Brown relocate, and Mr. Brown agreed so that he and his family could live in the community in which the Company moved its corporate headquarters to in 2019. The relocation package consists of (a) customary closing costs on the sale of his existing house and the purchase of a new house, (b) loss associated with the sale of his existing house, (c) moving and transportation expenses, and (d) other miscellaneous amounts in connection with the relocation. The aggregate amount of Mr. Brown’s relocation package shall not exceed $425,000. In addition, Mr. Brown will also receive a tax gross-up payment at a fixed percentage of the eligible taxable payments under this package. Item 6. Exhibits EXHIBIT INDEX Exhibit No. Description 31.1 Certification of the Principal Executive Officer pursuant to Section 302 of the Sarbanes‑Oxley Act of 2002 31.2 Certification of the Principal Financial Officer pursuant to Section 302 of the Sarbanes‑Oxley Act of 2002 32.1 Certification of Principal Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes‑Oxley Act of 2002 32.2 Certification of Principal Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes‑Oxley Act of 2002 101 The following information formatted in iXBRL (Inline eXtensible Business Reporting Language): (i) Unaudited Condensed Consolidated Balance Sheets as of June 30, 2020 and December 31, 2019, (ii) Unaudited Condensed Consolidated Statements of Operations for the three and six months ended June 30, 2020 and 2019, (iii) Unaudited Condensed Consolidated Statements of Comprehensive Income for the three and six months ended June 30, 2020 and 2019, (iv) Unaudited Condensed Consolidated Statements of Cash Flows for the six months ended June 30, 2020 and 2019, (v) Unaudited Condensed Consolidated Statements of Changes in Stockholders’ Equity for the three months ended March 31, 2020 and 2019 and the three months ended June 30, 2020 and 2019 and, (vi) Notes to Unaudited Condensed Consolidated Financial Statements for the three months ended June 30, 2020 and 2019. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 42 Table of Contents SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on this 7th day of August, 2020. VICTORY CAPITAL HOLDINGS, INC. By: /s/ MICHAEL D. POLICARPO Name: Michael D. Policarpo Title: President, Chief Financial Officer and Chief Administrative Officer 43