Item 4. Controls and Procedures
Item 4. Controls and Procedures
Evaluation of Disclosure Controls and Procedures
Under the
supervision and with
the participation of
our management, including
our President and
Chief Executive Officer
and our
Chief Financial
Officer,
we evaluated
the effectiveness
of the
design and
operation of
the Company’s
disclosure
controls and procedures (as
defined in Rules 13a-15(e)
and 15d-15(e) under the
Exchange Act) as
of June 30, 2022. Based
on that evaluation, management believes
that the Company’s disclosure
controls and procedures were
effective to collect,
process,
and disclose
the information
required
to
be
disclosed
in the
reports
filed
or submitted
under
the
Exchange
Act
within the required time periods as of the end of the period covered
by this Form 10-Q.
Changes in Internal Control Over Financial Reporting
There has been
no change in
our internal control
over financial reporting
(as defined in
Rules 13a-15(f) and
15d-15(f)
under the Exchange
Act) during the period covered by this Form 10-Q that has materially affected, or is reasonably likely
to
materially affect, our internal control over financial
reporting.
Limitations on Effectiveness of Controls and Procedures
In
designing
and
evaluating
the
disclosure
controls
and
procedures,
management
recognizes
that
any
controls
and
procedures, no matter how well designed and operated, can provide only reasonable, not absolute, assurance of achieving
the desired control objectives.
In addition, the design
of disclosure controls and
procedures must reflect the
fact that there
are resource constrains and that
management is required to
apply judgment in evaluating
the benefits of possible
controls
and procedures relative to their costs.
Table of Contents
55
USCB Financial Holdings, Inc.
Q2 2022 Form 10-Q
PART II
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.