UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
−Removed: (c) The following table presents repurchases of UAL common stock made in the third quarter of fiscal year 2020:
−Removed: Period Total number of shares purchased (a) Average price paid per share Total number of shares purchased as part of publicly announced plans or programs (b) Maximum number of shares (or approximate dollar value) of shares that may yet be purchased under the plans or programs (c)
−Removed: July 2020 589 $ 35.10 — $ —
−Removed: August 2020 461 41.45 — —
−Removed: September 2020 2,395 34.98 — —
−Removed: Total 3,445 —
−Removed: (a) Reflects shares withheld from employees to satisfy certain tax obligations due upon the vesting of restricted stock units.
−Removed: The United Continental Holdings, Inc.
−Removed: 2017 Incentive Compensation Plan and the United Continental Holdings, Inc.
−Removed: 2008 Incentive Compensation Plan each provide for the withholding of shares to satisfy tax obligations due upon the vesting of restricted stock.
−Removed: These shares of common stock withheld to satisfy tax withholding obligations may be deemed to be "issuer purchases" of shares that are required to be disclosed pursuant to this Item.
−Removed: (b) In December 2017, UAL's Board of Directors authorized a $3.0 billion share repurchase program to acquire UAL's common stock (the "2017 Share Repurchase Program").
−Removed: During January 2020, the Company completed the 2017 Share Repurchase Program.
−Removed: In July 2019, UAL's Board of Directors authorized a $3.0 billion share repurchase program to acquire UAL's common stock (the "2019 Share Repurchase Program").
−Removed: On February 24, 2020, following the spread of COVID-19 to Italy, the Company suspended its share repurchases under the 2019 Share Repurchase Program, and, on April 24, 2020, UAL's Board of Directors terminated the 2019 Share Repurchase Program.
−Removed: (c) The United Continental Holdings, Inc.
−Removed: 2017 Incentive Compensation Plan and the United Continental Holdings, Inc.
−Removed: 2008 Incentive Compensation Plan do not specify a maximum number of shares that may be withheld to satisfy tax obligations due upon the vesting of restricted stock.
EXHIBIT INDEX
Registrant Exhibit
−Removed: 4.1 UAL Warrant Agreement, dated as of September 28, 2020, between UAL and The United States Department of the Treasury (filed as Exhibit 4.1 to UAL's Form 8-K filed September 30, 2020 and incorporated herein by reference)
−Removed: 4.2 UAL Form of Warrant (filed as Exhibit 4.2 to UAL's Form 8-K filed September 30, 2020 and incorporated herein by reference)
−Removed: United Loan and Guarantee Agreement, among United, as borrower, UAL, as parent and guarantor, the subsidiaries of UAL other than United party thereto from time to time, as guarantors, The United States Department of the Treasury, as lender, and The Bank of New York Mellon, as administrative agent and collateral agent (filed as Exhibit 10.1 to UAL's Form 8-K filed September 30, 2020 and incorporated herein by reference)
+Added: United Promissory Note, dated as of January 15, 2021, among UAL, United, as guarantor, and the United States Department of the Treasury (filed as Exhibit 4.1 to UAL’s Form 8-K filed January 20, 2021, and incorporated herein by reference)
+Added: 4.2 UAL Warrant Agreement, dated as of January 15, 2021, between UAL and the United States Department of the Treasury (filed as Exhibit 4.2 to UAL’s Form 8-K filed January 20, 2021, and incorporated herein by reference)
+Added: 4.3 UAL Form of Warrant (included in Exhibit 4.2 as Annex B thereto)
+Added: United Supplemental Agreement No.
+Added: 15 to Purchase Agreement No.
+Added: 03776, dated as of February 26, 2021 between The Boeing Company and United Airlines, Inc.
+Added: United Supplemental Agreement No.
+Added: 12 to Purchase Agreement No.
+Added: 3860, dated as of February 26, 2021, between The Boeing Company and United Airlines, Inc.
+Added: United Payroll Support Program Agreement, dated as of January 15, 2021, between United and the United States Department of the Treasury (filed as Exhibit 10.1 to UAL’s Form 8-K filed January 20, 2021, and incorporated herein by reference)
+Added: United Equity Distribution Agreement, dated as of March 3, 2021, by and among United Airlines Holdings, Inc., Morgan Stanley & Co.
+Added: LLC, AmeriVet Securities, Inc., Barclays Capital Inc., BofA Securities, Inc., BBVA Securities Inc., BNP Paribas Securities Corp., Citigroup Global Markets Inc., Credit Agricole Securities (USA) Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., Goldman Sachs & Co.
+Added: Morgan Securities LLC, Loop Capital Markets LLC and Wells Fargo Securities, LLC (filed as Exhibit 1.1 to UAL’s Form 8-K filed March 3, 2021, and incorporated herein by reference)
31.1 UAL Certification of the Principal Executive Officer of United Airlines Holdings, Inc.
16 unchanged sentences
1350 (Section 906 of the Sarbanes-Oxley Act of 2002)
−Removed: United The following financial statements from the combined Quarterly Report of UAL and United on Form 10-Q for the quarter ended September 30, 2020, formatted in Inline XBRL:
+Added: United The following financial statements from the combined Quarterly Report of UAL and United on Form 10-Q for the quarter ended March 31, 2020, formatted in Inline XBRL:
(i) Statements of Consolidated Operations, (ii) Statements of Consolidated Comprehensive Income, (iii) Consolidated Balance Sheets, (iv) Condensed Statements of Consolidated Cash Flows, (v) Statements of Consolidated Stockholders' Equity and (vi) Combined Notes to Condensed Consolidated Financial Statements, tagged as blocks of text and including detailed tags.
United Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.
+Added: ^ Portions of the referenced exhibit have been omitted pursuant to Item 601(b) of Regulation S-K.
Pursuant to the requirements of the Securities Exchange Act of 1934, each registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
United Airlines Holdings, Inc.
−Removed: October 15, 2020 By:
+Added: April 22, 2021 By:
/s/ Gerald Laderman
2 unchanged sentences
(Principal Financial Officer)
−Removed: October 15, 2020 By:
+Added: April 22, 2021 By:
/s/ Chris Kenny
2 unchanged sentences
United Airlines, Inc.
−Removed: October 15, 2020 By:
+Added: April 22, 2021 By:
/s/ Gerald Laderman
2 unchanged sentences
(Principal Financial Officer)
−Removed: October 15, 2020 By:
+Added: April 22, 2021 By:
/s/ Chris Kenny
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.