UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS.
−Removed: (c) The following table presents repurchases of UAL common stock made in the second quarter of fiscal year 2020 :
−Removed: Total number of shares purchased (a)
−Removed: Average price paid per share
−Removed: Total number of shares purchased as part of publicly announced plans or programs (b)
−Removed: Maximum number of shares (or approximate dollar value) of shares that may yet be purchased under the plans or programs (c)
+Added: (c) The following table presents repurchases of UAL common stock made in the third quarter of fiscal year 2020:
+Added: Period Total number of shares purchased (a) Average price paid per share Total number of shares purchased as part of publicly announced plans or programs (b) Maximum number of shares (or approximate dollar value) of shares that may yet be purchased under the plans or programs (c)
+Added: July 2020 589 $ 35.10 — $ —
+Added: August 2020 461 41.45 — —
+Added: September 2020 2,395 34.98 — —
+Added: Total 3,445 —
(a) Reflects shares withheld from employees to satisfy certain tax obligations due upon the vesting of restricted stock units.
11 unchanged sentences
EXHIBIT INDEX
−Removed: Promissory Note, dated as of April 20, 2020, among UAL, United, as guarantor, and the United States Department of the Treasury (filed as Exhibit 4.1 to UAL's Form 8-K filed April 23, 2020, and incorporated herein by reference)
−Removed: Warrant Agreement (including Form of Warrant), dated as of April 20, 2020, between UAL and the United States Department of the Treasury (filed as Exhibit 4.2 to UAL's Form 8-K filed April 23, 2020, and incorporated herein by reference)
−Removed: Indenture (including Form of 6.50% Senior Secured Notes due 2027), dated as of July 2, 2020, by and among Mileage Plus Holdings, LLC, Mileage Plus Intellectual Property Assets, Ltd., the guarantors named therein and Wilmington Trust, National Association, as trustee and collateral custodian, governing the 6.50% Senior Secured Notes due 2027 (filed as Exhibit 4.1 to UAL's Form 8-K filed July 2, 2020, and incorporated herein by reference)
−Removed: Letter Agreement dated April 29, 2020 among J.
−Removed: Scott Kirby, UAL and United related to salary waiver
−Removed: Letter Agreement dated May 21, 2020 among Brett J.
−Removed: Hart, UAL and United related to salary waiver
−Removed: Payroll Support Program Agreement, dated as of April 20, 2020, between United and the United States Department of the Treasury (filed as Exhibit 10.1 to UAL's Form 8-K filed April 23, 2020, and incorporated herein by reference)
−Removed: Term Loan Credit and Guaranty Agreement, dated as of April 7, 2020, among United, as borrower, UAL, as parent and a guarantor, the subsidiaries of UAL from time to time party thereto other than United, the lenders from time to time party thereto, and Bank of America, N.A., as administrative agent (filed as Exhibit 10.1 to UAL's Form 8-K filed April 13, 2020, and incorporated herein by reference)
−Removed: Supplemental Agreement No.
−Removed: 14 to Purchase Agreement No.
−Removed: 03776, dated as of June 30, 2020, between The Boeing Company and United Airlines, Inc.
−Removed: Credit Agreement, dated as of July 2, 2020, by and among Mileage Plus Holdings, LLC, Mileage Plus Intellectual Property Assets, Ltd., the guarantors named therein, the lenders named therein, the lead arrangers named therein, Goldman Sachs Bank USA, as administrative agent, and Wilmington Trust, National Association, as master collateral agent and collateral administrator (filed as Exhibit 10.1 to UAL's Form 8-K filed July 2, 2020, and incorporated herein by reference)
−Removed: Certification of the Principal Executive Officer of United Airlines Holdings, Inc.
+Added: Registrant Exhibit
+Added: 4.1 UAL Warrant Agreement, dated as of September 28, 2020, between UAL and The United States Department of the Treasury (filed as Exhibit 4.1 to UAL's Form 8-K filed September 30, 2020 and incorporated herein by reference)
+Added: 4.2 UAL Form of Warrant (filed as Exhibit 4.2 to UAL's Form 8-K filed September 30, 2020 and incorporated herein by reference)
+Added: United Loan and Guarantee Agreement, among United, as borrower, UAL, as parent and guarantor, the subsidiaries of UAL other than United party thereto from time to time, as guarantors, The United States Department of the Treasury, as lender, and The Bank of New York Mellon, as administrative agent and collateral agent (filed as Exhibit 10.1 to UAL's Form 8-K filed September 30, 2020 and incorporated herein by reference)
+Added: 31.1 UAL Certification of the Principal Executive Officer of United Airlines Holdings, Inc.
pursuant to 15 U.S.C.
78m(a) or 78o(d) (Section 302 of the Sarbanes-Oxley Act of 2002)
−Removed: Certification of the Principal Financial Officer of United Airlines Holdings, Inc.
+Added: 31.2 UAL Certification of the Principal Financial Officer of United Airlines Holdings, Inc.
pursuant to 15 U.S.C.
78m(a) or 78o(d) (Section 302 of the Sarbanes-Oxley Act of 2002)
−Removed: Certification of the Principal Executive Officer of United Airlines, Inc.
+Added: 31.3 United Certification of the Principal Executive Officer of United Airlines, Inc.
pursuant to 15 U.S.C.
78m(a) or 78o(d) (Section 302 of the Sarbanes-Oxley Act of 2002)
−Removed: Certification of the Principal Financial Officer of United Airlines, Inc.
+Added: 31.4 United Certification of the Principal Financial Officer of United Airlines, Inc.
pursuant to 15 U.S.C.
78m(a) or 78o(d) (Section 302 of the Sarbanes-Oxley Act of 2002)
−Removed: Certification of the Chief Executive Officer and Chief Financial Officer of United Airlines Holdings, Inc.
+Added: 32.1 UAL Certification of the Chief Executive Officer and Chief Financial Officer of United Airlines Holdings, Inc.
pursuant to 18 U.S.C.
1350 (Section 906 of the Sarbanes-Oxley Act of 2002)
−Removed: Certification of the Chief Executive Officer and Chief Financial Officer of United Airlines, Inc.
+Added: 32.2 United Certification of the Chief Executive Officer and Chief Financial Officer of United Airlines, Inc.
pursuant to 18 U.S.C.
1350 (Section 906 of the Sarbanes-Oxley Act of 2002)
−Removed: The following financial statements from the combined Quarterly Report of UAL and United on Form 10-Q for the quarter ended June 30, 2020, formatted in Inline XBRL:
+Added: United The following financial statements from the combined Quarterly Report of UAL and United on Form 10-Q for the quarter ended September 30, 2020, formatted in Inline XBRL:
(i) Statements of Consolidated Operations, (ii) Statements of Consolidated Comprehensive Income, (iii) Consolidated Balance Sheets, (iv) Condensed Statements of Consolidated Cash Flows, (v) Statements of Consolidated Stockholders' Equity and (vi) Combined Notes to Condensed Consolidated Financial Statements, tagged as blocks of text and including detailed tags.
−Removed: Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.
−Removed: † Indicates management contract or compensatory plan or arrangement.
−Removed: Pursuant to Item 601(b)(10), United is permitted to omit certain compensation-related exhibits from this report and therefore only UAL is identified as the registrant for purposes of those items.
−Removed: ^ Portions of the referenced exhibit have been omitted pursuant to Item 601(b)(10) of Regulation S-K.
−Removed: * Exhibits and schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K and will be furnished on a supplemental basis to the Securities and Exchange Commission upon request.
+Added: United Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.
Pursuant to the requirements of the Securities Exchange Act of 1934, each registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
United Airlines Holdings, Inc.
−Removed: July 22, 2020
+Added: October 15, 2020 By:
/s/ Gerald Laderman
2 unchanged sentences
(Principal Financial Officer)
−Removed: July 22, 2020
+Added: October 15, 2020 By:
/s/ Chris Kenny
2 unchanged sentences
United Airlines, Inc.
−Removed: July 22, 2020
+Added: October 15, 2020 By:
/s/ Gerald Laderman
2 unchanged sentences
(Principal Financial Officer)
−Removed: July 22, 2020
+Added: October 15, 2020 By:
/s/ Chris Kenny
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.