Item 5. Other Information
Item 5. Other Information
Rule 10b5-1 Trading Plans
The adoption or termination of contracts, instructions or written plans for the purchase or sale of our securities by our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) during the three months ended June 30, 2025, each of which is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act, were as follows:
Name Title Action Adoption/Termination Date
Expiration Date (1)
Aggregate # of Securities to be Purchased/Sold
Anirma Gupta
Senior Vice President, Chief Legal Officer
Termination
May 9, 2025 December 15, 2025 (2)
Anirma Gupta
Senior Vice President, Chief Legal Officer
Adoption
May 9, 2025 December 15, 2026 (3),(4)
Alexander Blum
Senior Vice President, Chief Operating Officer
Adoption
May 9, 2025 August 27, 2026
131,726 (5)
Matthew Bromberg
President and Chief Executive Officer
Adoption
May 14, 2025 August 14, 2026 120,000
David Helgason
Director
Termination
June 9, 2025 June 13, 2025 (6)
David Helgason
Director
Adoption
June 9, 2025 March 2, 2026 (7)
(1) Each of the plans expire (or, with respect to terminated plans, were originally set to expire) on the respective dates shown, or upon the earlier completion of all authorized transactions under the plans.
(2) The plan, originally adopted on August 15, 2024, provided for the potential sale of up to $10,000 of our common stock per month based on the trading price of our common stock for 12 months.
(3) The plan provides for the potential sale of up to $890,000 of our common stock based on the trading price of our common stock for 12 months. The actual number of shares that are subject to the plan is dependent on the trading price of our common stock at future dates.
(4) Ms. Gupta’s plan provides for the potential sale of our common stock currently held in account and issuable upon future vesting events.
(5) Represents the maximum number of shares subject to the trading plan, only a portion of which may be sold as the trading plan was designed to sell the net shares following the sell to cover of taxes for each vesting event for all remaining awards under his plan until August 27, 2026.
(6) The plan, originally adopted on September 10, 2024, provided for the potential sale of up to 8,451,851 shares of our common stock based on the trading price of our common stock for 9 months.
(7) The potential number of shares that could be sold is between 0 and 7,489,173 . The actual number of shares that will be subject to the plan is dependent on the trading price of our common stock at future dates and is not yet determinable.
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Unity Software Inc.
Item 6. Exhibits
EXHIBIT INDEX
Incorporated by Reference
Exhibit Number Description of Exhibit Form File Number Exhibit Filing Date
3.1 Amended and Restated Certificate of Incorporation of the Registrant
8-K 001-39497 3.1 September 22, 2020
3.2 Amended and Restated Bylaws of the Registrant
8-K 001-39497 3.2
September 8, 2023
31.1* Section 302 Certification of Principal Executive Officer
31.2* Section 302 Certification of Principal Financial Officer
32.1*# Section 906 Certification of Principal Executive Officer and Principal Financial Officer
101.INS Inline XBRL Instance Document—the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
101.SCH* Inline XBRL Taxonomy Extension Schema Document
101.CAL* Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF* Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB* Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE* Inline XBRL Taxonomy Extension Presentation Linkbase Document
104 Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)
* Filed herewith.
# The certifications attached as Exhibit 32.1 accompany this Quarterly Report on Form 10-Q pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, and shall not be deemed “filed” by the Registrant for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and are not to be incorporated by reference into any of the Registrant's filings under the Securities Act of 1933, as amended, irrespective of any general incorporation language contained in any such filing.
The agreements and other documents filed as exhibits to this Quarterly Report on Form 10-Q are not intended to provide factual information or other disclosure other than with respect to the terms of the agreements or other documents themselves, and you should not rely on them for that purpose. In particular, any representations and warranties made by us in these agreements or other documents were made solely within the specific context of the relevant agreement or document and may not describe the actual state of affairs as of the date they were made or at any other time.
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Unity Software Inc.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
UNITY SOFTWARE INC.
Date: August 6, 2025 By: /s/ Mark Barrysmith
Mark Barrysmith
Chief Accounting Officer
(Principal Accounting Officer)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.