Other Information.
+Added: 3.1 Certificate of Designation of Series A Junior Participating Preferred Stock (incorporated by reference to Exhibit 3.1 to the Company’s Form 8-K filed on March 1, 2023 (SEC File No.
+Added: 3.2 Restated Certificate of Incorporation of TETRA Technologies, Inc.
+Added: (incorporated by reference to Exhibit 4.1 to the Company’s Registration Statement on Form S-8 filed on December 22, 2016 (SEC File No.
+Added: 333-215283)).
+Added: 3.3 Certificate of Amendment of Restated Certificate of Incorporation of TETRA Technologies, Inc.
+Added: (incorporated by reference to Exhibit 3.1 to the Company's Quarterly Report filed on August 9, 2017 (SEC File No.
+Added: 4.1 Tax Benefits Preservation Plan dated as of February 28, 2023, between TETRA Technologies, Inc.
+Added: and Computershare Trust Company, N.A.
+Added: as Rights Agent (incorporated by reference to Exhibit 4.1 to the Company’s Form 8-K filed on March 1, 2023 (SEC File No.
31.1* Certification Pursuant to Rule 13a-14(a) or 15d-14(a) of the Exchange Act, As Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
13 unchanged sentences
++ Attached as Exhibit 101 to this report are the following documents formatted in XBRL (Extensible Business Reporting Language):
−Removed: (i) Consolidated Statements of Operations for the three and nine-month periods ended September 30, 2022 and 2021;
−Removed: (ii) Consolidated Statements of Comprehensive Income for the three and nine-month periods ended September 30, 2022 and 2021;
−Removed: (iii) Consolidated Balance Sheets as of September 30, 2022 and December 31, 2021;
−Removed: (iv) Consolidated Statements of Equity for the nine-month periods ended September 30, 2022 and 2021 ;
−Removed: (v) Consolidated Statements of Cash Flows for the nine-month periods ended September 30, 2022 and 2021;
−Removed: and (vi) Notes to Consolidated Financial Statements for the nine months ended September 30, 2022.
+Added: (i) Consolidated Statements of Operations for the three-month periods ended March 31, 2023 and 2022;
+Added: (ii) Consolidated Statements of Comprehensive Income for the three-month periods ended March 31, 2023 and 2022;
+Added: (iii) Consolidated Balance Sheets as of March 31, 2023 and December 31, 2022;
+Added: (iv) Consolidated Statements of Equity for the three-month periods ended March 31, 2023 and 2022 ;
+Added: (v) Consolidated Statements of Cash Flows for the three-month periods ended March 31, 2023 and 2022;
+Added: and (vi) Notes to Consolidated Financial Statements for the three months ended March 31, 2023.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
TETRA Technologies, Inc.
−Removed: October 31, 2022 By:
+Added: May 1, 2023 By:
President and Chief Executive Officer
Principal Executive Officer
−Removed: October 31, 2022 By:
+Added: May 1, 2023 By:
Senior Vice President and Chief Financial Officer
Principal Financial Officer
−Removed: October 31, 2022 By:
+Added: May 1, 2023 By:
/s/Richard D.
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.