Other Information
−Removed: During the quarter ended September 30,
−Removed: 2025, none of our directors or officers adopted , modified or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading
−Removed: arrangement (each as defined in Item 408 of Regulation S-K).
+Added: (a) Disclosure in Lieu
+Added: of Current Report on Form 8-K
+Added: (b) Rule 10b5-1 Trading
+Added: During the quarter ended March 31,
+Added: 2026, none of the Company’s directors or officers adopted , modified or terminated a Rule 10b5-1 trading arrangement or a non-Rule
+Added: 10b5-1 trading arrangement (each as defined in Item 408 of Regulation S-K).
EXHIBIT INDEX
9 unchanged sentences
Certificate of Change to the Articles of Incorporation of the Company, filed with the Secretary of State of the State of Nevada on November 9, 2023 (Incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed with the SEC on November 14, 2023)
−Removed: Revised Employment Agreement between the Company and Andrew Heyward dated August 25, 2025
+Added: Revised Employment Agreement between the Company and Andrew Heyward
+Added: dated August 25, 2025
Section 302 Certification of Chief Executive Officer
13 unchanged sentences
Exhibits and Schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K.
−Removed: The Company agrees to furnish supplementally
−Removed: a copy of any omitted exhibit and schedule to the SEC upon request.
+Added: The Company agrees to furnish supplementally a copy of any omitted exhibit and schedule to the SEC upon request.
Pursuant to the requirements
2 unchanged sentences
Kartoon Studios, Inc.
−Removed: November 14, 2025
/s/ Andy Heyward
−Removed: Chief Executive Officer (Principal Executive Officer)
−Removed: November 14, 2025
+Added: Chief Executive Officer
+Added: (Principal Executive Officer)
/s/ Brian Parisi
−Removed: Chief Financial Officer (Principal Financial and Accounting Officer)
+Added: Chief Financial Officer
+Added: (Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.