Other Information
−Removed: Exhibit Number Description
−Removed: 3.1 Certificate of Designation of Series C Preferred Stock of Kartoon Studios, Inc., dated September 25, 2023 (incorporated by reference to Exhibit 3.1 to the Registrant’s Registration Statement on Form 8-A, filed on September 25, 2023, File No.
−Removed: 3.2 First Amendment to the Bylaws of Kartoon Studios, Inc.
−Removed: (incorporated by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K, filed on September 25, 2023, File No.
−Removed: 10.1 Employment Agreement dated as of September 15, 2023, by and between Kartoon Studios, Inc.
−Removed: and Brian Parisi, effective as of September 27, 2023 (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed on October 3, 2023, File No.
+Added: During the quarter ended March 31, 2024, none of the Company’s directors or officers adopted , modified or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement (each as defined in Item 408 of Regulation S-K).
+Added: EXHIBIT INDEX
31.1* Section 302 Certification of Chief Executive Officer
13 unchanged sentences
Kartoon Studios, Inc.
−Removed: November 17, 2023 By:
+Added: May 15, 2024 By:
/s/ Andy Heyward
Chief Executive Officer (Principal Executive Officer)
−Removed: November 17, 2023 /s/ Brian Parisi
+Added: May 15, 2024 /s/ Brian Parisi
Chief Financial Officer (Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.