1 unchanged sentence
Market Information
−Removed: Our common stock began trading on the Nasdaq Capital Market under the symbol “GNUS” on November 21, 2016.
+Added: On June 23, 2023, we were renamed Kartoon Studios, Inc.
+Added: On June 26, 2023, we transferred our listing to NYSE American LLC (“NYSE American”).
+Added: In connection with listing on NYSE American, we voluntarily delisted from the Nasdaq Capital Market (“Nasdaq”).
+Added: Our common stock began trading on NYSE American under the new symbol “TOON” on June 26, 2023.
On February 6, 2023, our board of directors approved a 1-for-10 reverse stock split of our outstanding shares of common stock.
13 unchanged sentences
Recent Sales of Unregistered Securities
+Added: On October 3, 2023, we issued 1,683 shares of common stock valued at $1.39 per share for production services.
+Added: On October 16, 2023, we issued 4,545 shares of common stock valued at $1.32 per share for production services.
+Added: On October 23, 2023, we issued 2,340 shares of common stock valued at $1.00 per share for production services.
+Added: On October 31, 2023, we issued 9,218 shares of common stock valued at $0.99 per share for production services.
+Added: On November 6, 2023, we issued 4,239 shares of common stock valued at $1.12 per share for production services.
+Added: On November 15, 2023, we issued 5,505 shares of common stock valued at $1.09 per share for production services.
+Added: On November 16, 2023, we issued 2,867 shares of common stock valued at $1.09 per share for production services.
+Added: On November 20, 2023, we issued 4,263 shares of common stock valued at $1.09 per share for production services.
+Added: On November 30, 2023, we issued 5,563 shares of common stock valued at $1.64 per share for production services.
+Added: On December 1, 2023, we issued 2,792 shares of common stock valued at $1.64 per share for production services.
+Added: On December 15, 2023, we issued 8,432 shares of common stock valued at $1.52 per share for production services.
+Added: In each case, the issuance of the shares of common stock was exempt from registration pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended.
Company Purchases of Equity Securities
−Removed: The Company repurchased 41,934 shares of its common stock as settlement in a lawsuit.
−Removed: The purchase was not made pursuant to a publicly announced repurchase plan or program.
The table below summarizes such repurchase during the quarterly period ended December 31, 2023:
Period Total Number of Shares Purchased Average Price Paid per Share Total Number of Shares Purchased as Part of Publicly Announced Plans or Programs Maximum Number (or Approximate Dollar Value) of Shares That May Yet Be Purchased Under the Plans or Programs
−Removed: October 1, 2022 - October 31, 2022 41,934 $ 19.90 – n/a
+Added: October 1, 2023 - October 31, 2023 – – – –
November 1, 2023 – November 30, 2023 – – – –
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.