OTHER INFORMATION.
−Removed: Table of Conten t s
Exhibit Number Description
−Removed: 2.1 Agreement and Plan of Merger dated June 21, 2023 (incorporated by reference to Exhibit 2.1 to the Registrant’s Current Report on Form 8-K filed on June 27, 2023).
−Removed: 3.1 Articles of Merger of Kartoon Studios, Inc.
−Removed: into the Company (incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed on June 27, 2023).
−Removed: 4.1 Form of New Warrant (incorporated by reference to Exhibit 4.1 to the Registrant’s Current Report on Form 8-K filed on June 27, 2023).
−Removed: 10.1 Form of Letter Agreement (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed on June 27, 2023).
−Removed: 10.2 Termination of Lease Agreement, dated July 26, 2023 by and between Lyndhurst Investments, LLC.
−Removed: and Beacon Media Group dated July 26, 2023.
+Added: 3.1 Certificate of Designation of Series C Preferred Stock of Kartoon Studios, Inc., dated September 25, 2023 (incorporated by reference to Exhibit 3.1 to the Registrant’s Registration Statement on Form 8-A, filed on September 25, 2023, File No.
+Added: 3.2 First Amendment to the Bylaws of Kartoon Studios, Inc.
+Added: (incorporated by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K, filed on September 25, 2023, File No.
+Added: 10.1 Employment Agreement dated as of September 15, 2023, by and between Kartoon Studios, Inc.
+Added: and Brian Parisi, effective as of September 27, 2023 (incorporated by reference to Exhibit 10.1 to the Registrant’s Current Report on Form 8-K filed on October 3, 2023, File No.
31.1* Section 302 Certification of Chief Executive Officer
11 unchanged sentences
** Furnished herewith.
−Removed: Table of Conten t s
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Kartoon Studios, Inc.
−Removed: August 14, 2023 By:
+Added: November 17, 2023 By:
/s/ Andy Heyward
Chief Executive Officer (Principal Executive Officer)
−Removed: August 14, 2023 /s/ Robert L.
+Added: November 17, 2023 /s/ Brian Parisi
Chief Financial Officer (Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.