OTHER INFORMATION.
+Added: 10b5-1 Trading Arrangements
+Added: During the quarter ended March 31, 2024, none of our directors or officers (as defined in Section 16 of the Securities Exchange Act of 1934, as amended) adopted, modified or terminated any contract, instruction or written plan for the purchase or sale of our securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1 (c) or any “ non-Rule 10b5-1 trading arrangement,” as defined in Item 408(a) of Regulation S-K.
The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
5 unchanged sentences
SEC File/ Reg.
−Removed: Form of Class A Warrant to Purchase Common Stock
+Added: Second Amendment to the Unsecured Credit Facility, dated March 22, 2024, by and between TMC the metals company Inc.
+Added: and Argentum Credit Virtuti GCV
(Exhibit 10.33)
−Removed: Exclusive Vessel Use Agreement, dated August 1, 2023, by and between TMC the metals company Inc.
−Removed: and Allseas Group S.A.
+Added: Unsecured Credit Facility, dated March 22, 2024, by and among TMC the metals company Inc., Gerard Barron and ERAS Capital LLC
(Exhibit 10.34)
−Removed: Amendment to the Unsecured Credit Facility, dated July 31, 2023, by and between TMC the metals company Inc.
−Removed: and Argentum Credit Virtuti GCV
+Added: Consulting Agreement, dated April 9, 2024 by and between TMC the metals company Inc.
+Added: and Steve Jurvetson
(Exhibit 10.1)
−Removed: Form of Securities Purchase Agreement, dated August 14, 2023
+Added: Employment Agreement, dated April 16, 2024, by and between TMC the metals company Inc.
+Added: and Gerard Barron
(Exhibit 10.1)
7 unchanged sentences
Inline XBRL Taxonomy Extension Label Linkbase Document
+Added: Cover Page Interactive Data File (embedded within the Inline XBRL document)
+Added: † Certain confidential portions of this Exhibit were omitted by means of marking such portions with brackets (“[***]”) because the identified confidential portions (i) are not material and (ii) is the type of information that the Company treats as private or confidential.
+Added: + Management contract or compensatory plan or arrangement.
* The certifications attached as Exhibit 32 that accompany this Quarterly Report on Form 10-Q are not deemed filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of TMC the metals company Inc.
2 unchanged sentences
TMC THE METALS COMPANY INC.
−Removed: November 9, 2023
/s/ Gerard Barron
1 unchanged sentence
Chief Executive Officer
−Removed: November 9, 2023
/s/ Craig Shesky
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.