Item 2. Unregistered Sales of Equity Securities
ITEM 2 – UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
Issuer Purchases of Equity Securities
Shares purchased in the second quarter of 2020 are as follows:
Total Number of
Approximate Dollar Value of
Shares Purchased as
Shares That May Yet
Part of Publicly
be Purchased Under the
Total Number of
Average Price
Announced Plans or
Plans or Programs
Period
Shares Purchased (1)
Paid per Share
Programs
(in millions)
April 1 - 30, 2020
967
$
94.94
—
$
302
May 1 - 31, 2020
847
89.88
—
302
June 1 - 30, 2020
143,974
101.28
142,201
287
Total
145,788
$
101.17
142,201
$
287
(1)
Includes 967 shares, 847 shares and 1,773 shares withheld to satisfy tax withholding amounts due from employees related to the receipt of stock which resulted from the exercise or vesting of equity awards for the months ended April 30, May 31 and June 30, 2020, respectively.
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ITEM 6 – EXHIBITS
EX – 31.1
Certification of the Chief Executive Officer, pursuant to 15 U.S.C. 78m, 78o(d), as adopted pursuant to section 302 of the Sarbanes-Oxley Act of 2002.
EX – 31.2
Certification of the Chief Financial Officer, pursuant to 15 U.S.C. 78m, 78o(d), as adopted pursuant to section 302 of the Sarbanes-Oxley Act of 2002.
EX – 32.1
Certification of the Chief Executive Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002.
EX – 32.2
Certification of the Chief Financial Officer, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002.
EX – 101
The following materials from The Hanover Insurance Group, Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2020 formatted in Inline eXtensible Business Reporting Language (“iXBRL”): (i) Consolidated Statements of Income for the three and six months ended June 30, 2020 and 2019; (ii) Consolidated Statements of Comprehensive Income for the three and six months ended June 30, 2020 and 2019; (iii) Consolidated Balance Sheets at June 30, 2020 and December 31, 2019; (iv) Consolidated Statements of Shareholders’ Equity for the three and six months ended June 30, 2020 and 2019; (v) Consolidated Statements of Cash Flows for the six months ended June 30, 2020 and 2019, and (vi) related notes to these financial statements.
EX – 104
The cover page from The Hanover Insurance Group Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2020, formatted in iXBRL (embedded within EX – 101).
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
The Hanover Insurance Group, Inc.
Registrant
July 29, 2020
/s/ John C. Roche
Date
John C. Roche
President, Chief Executive Officer and Director
July 29, 2020
/s/ Jeffrey M. Farber
Date
Jeffrey M. Farber
Executive Vice President and Chief Financial Officer
54
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.