4 unchanged sentences
Rule 10b5-1 under the Securities Exchange Act of 1934 provides an affirmative defense that enables prearranged transactions in securities in a manner that avoids concerns about initiating transactions at a future date while possibly in possession of material nonpublic information.
−Removed: During the quarter ended December 31, 2024, the following trading plan, intended to satisfy the affirmative defense of Rule 10b5-1, was adopted;
−Removed: no trading plans were terminated.
−Removed: Adopted/Terminated (1)
−Removed: Duration of Plan
−Removed: Number of Shares of Company's Common Stock to be Purchased, Exercised, or Sold (2)
−Removed: November 14, 2024
+Added: During the quarter ended March 31, 2025, the following two trading plans, intended to satisfy the affirmative defense of Rule 10b5-1, were adopted and one trading plan was terminated:
+Added: Name Title Date Plan
+Added: Adopted/Terminated (1) Duration of Plan Number of Shares of Company's Common Stock to be Purchased, Exercised, or Sold (2)
+Added: Weil Chief Financial Officer Adopted
+Added: March 11, 2025
+Added: March 11, 2025 through December 16, 2026
+Added: 645 Exercise up to 78,600 stock options
+Added: Zbanek Chief Synergy Officer Adopted
+Added: March 11, 2025
+Added: March 11, 2025 through December 15, 2026
+Added: 644 Exercise up to 128,600 stock options
+Added: February 26, 2025
November 14, 2024 through March 10, 2025
2 unchanged sentences
(2) Subject to certain conditions set forth in the Trading Plan.
−Removed: B ylaws of TFS Financial Corporation, as amended and restated on October 24, 2024.
−Removed: Filed as Exhibit 3 to Form 8-K on October 24, 2024.
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
1 unchanged sentence
Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: 101 The following unaudited financial statements from TFS Financial Corporation’s Quarterly Report on Form 10-Q for the quarter ended December 31, 2024, filed on February 6, 2025, formatted in Inline XBRL (Extensible Business Reporting Language) includes:
+Added: 101 The following unaudited financial statements from TFS Financial Corporation’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2025, filed on May 8, 2025, formatted in Inline XBRL (Extensible Business Reporting Language) includes:
(i) Consolidated Statements of Condition, (ii) Consolidated Statements of Income, (iii) Consolidated Statements of Comprehensive Income, (iv) Consolidated Statements of Shareholders' Equity, (v) Consolidated Statements of Cash Flows, (vi) Notes to Unaudited Interim Consolidated Financial Statements.
14 unchanged sentences
TFS Financial Corporation
−Removed: February 6, 2025 /s/ Marc A.
+Added: May 8, 2025 /s/ Marc A.
Chairman of the Board, President
and Chief Executive Officer
−Removed: February 6, 2025 /s/ Meredith S.
+Added: May 8, 2025 /s/ Meredith S.
Chief Financial Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.