4 unchanged sentences
Rule 10b5-1 under the Securities Exchange Act of 1934 provides an affirmative defense that enables prearranged transactions in securities in a manner that avoids concerns about initiating transactions at a future date while possibly in possession of material nonpublic information.
−Removed: On June 14, 2023.
−Removed: Stefanski, Chairman, CEO, and President of the Company adopted a Trading Plan that is intended to satisfy the affirmative defense conditions of the Exchange Act Rule 10b5-1(c) and authorizes a designated option for 286,500 shares of common stock be exercised, after a 90-day cooling off period, in the event that the Company's stock equals or exceeds a predetermined share amount.
−Removed: The Trading Plan expires upon the earlier of i.) December 3, 2023;
−Removed: ii.) the completion of the transactions contemplated thereby;
−Removed: or iii.) the date during an open trading window when (after receiving review and pre-approval by the Company) Mr.
−Removed: Stefanski delivers a notice of termination of the Trading Plan to the Company.
+Added: On December 13, 2023 , Meredith S.
+Added: Weil , our Chief Operating Officer , and, effective January 1, 2024, our Chief Financial Officer, adopted a Trading Plan that is intended to satisfy the affirmative defense conditions of the Exchange Act Rule 10b5-1(c).
+Added: Weil's plan is for the potential exercise of 32,400 vested stock options with an expiration date of December 10, 2024 , and 108,300 vested stock options with an expiration date of May 28, 2025 , and sale of the shares of common stock underlying such stock options.
+Added: The Trading Plan expires May 28, 2025 , or earlier, upon completion of all transactions subject to the trading plan.
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
1 unchanged sentence
Certification of Chief Executive Officer and Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: 101 The following unaudited financial statements from TFS Financial Corporation’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2023, filed on August 9, 2023, formatted in Inline XBRL (Extensible Business Reporting Language) includes:
+Added: 101 The following unaudited financial statements from TFS Financial Corporation’s Quarterly Report on Form 10-Q for the quarter ended December 31, 2023, filed on February 8, 2024, formatted in Inline XBRL (Extensible Business Reporting Language) includes:
(i) Consolidated Statements of Condition, (ii) Consolidated Statements of Income, (iii) Consolidated Statements of Comprehensive Income, (iv) Consolidated Statements of Shareholders' Equity, (v) Consolidated Statements of Cash Flows, (vi) Notes to Unaudited Interim Consolidated Financial Statements.
8 unchanged sentences
TFS Financial Corporation
−Removed: August 9, 2023 /s/ Marc A.
+Added: February 8, 2024 /s/ Marc A.
Chairman of the Board, President
and Chief Executive Officer
−Removed: August 9, 2023 /s/ Timothy W.
+Added: February 8, 2024 /s/ Meredith S.
Chief Financial Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.