OTHER INFORMATION
−Removed: Certificate of Incorporation of TransAct Technologies Incorporated, as amended (conformed copy) ( incorporated by reference to Exhibit 3.2 to the
−Removed: Company’s Quarterly Report on Form 10-Q (SEC File No.
+Added: Certificate of Incorporation of TransAct Technologies Incorporated (conformed copy) (incorporated by reference to Exhibit 3.2 of the Company’s
+Added: Quarterly Report on Form 10-Q (SEC File No.
000-21121) filed with the SEC on August 18, 2022).
−Removed: Amended and Restated Bylaws of TransAct Technologies Incorporated (incorporated by reference to Exhibit 3.2 to the Company’s Current Report on Form
+Added: Amended and Restated By-laws of TransAct Technologies Incorporated (incorporated by reference to Exhibit 3.2 of the Company’s Annual Report on Form
10-K (SEC File No.
−Removed: 000-21121) filed with the SEC on June 2, 2022).
−Removed: Amendment No.
−Removed: 2 To Loan and Security Agreement, dated as of July 19, 2022, between Siena Lending Group LLC and TransAct Technologies Incorporated
−Removed: (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K (SEC File No.
−Removed: 000-21121) filed with the SEC on July 25, 2022).
−Removed: Amended and Restated Fee Letter, dated as of July 19, 2022, between Siena Lending Group LLC and TransAct Technologies Incorporated (incorporated by
+Added: 000-21121) filed with the SEC on March 28, 2023).
+Added: Separation Agreement and General Release, dated April 20, 2023, between the Company and Bart C.
+Added: Shuldman (incorporated by reference to Exhibit 10.1 of Amendment
+Added: 1 to the Company’s Current Report on Form 8-K (SEC File No.
+Added: 000-21121) filed with the SEC on April 26, 2023) .
+Added: Letter Agreement, dated April 24, 2023, between the Company and John M.
+Added: Dillon (incorporated by reference to Exhibit 10.2 of Amendment No.
+Added: 1 to the Company’s
+Added: Current Report on Form 8-K (SEC File No.
+Added: 000-21121) filed with the SEC on April 26, 2023).
+Added: Letter Amendment, dated May 1, 2023, to Loan and Security Agreement between Siena Lending Group LLC and TransAct Technologies Incorporated (incorporated by
reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K (SEC File No.
−Removed: 000-21121) filed with the SEC on July 25, 2022).
+Added: 000-21121) filed with the SEC on May 4, 2023).
+Added: Severance Agreement dated January 1, 2021, between the Company and Brent Richtsmeier *
Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
2 unchanged sentences
Section 1350 as adopted pursuant to section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within
−Removed: the Inline XBRL document).
+Added: Inline XBRL Instance Document (the instance document does not appear in the
+Added: Interactive Data File because its XBRL tags are embedded within the Inline XBRL document).
Inline XBRL Taxonomy Extension Schema Document.
10 unchanged sentences
/s/ Steven A.
−Removed: November 14, 2022
President, Chief Financial Officer, Treasurer and Secretary
1 unchanged sentence
/s/ William J.
−Removed: November 14, 2022
Vice President and Chief Accounting Officer
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.