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Item 5. Market for Registrant’s Common Equity

2024-03-20 compared with 2023-03-31 · 44 added, 32 removed, 6 unchanged (93% of the section changed)

MARKET FOR REGISTRANT’S COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES .

MARKET FOR REGISTRANT’S

COMMON EQUITY, RELATED STOCKHOLDER MATTERS AND ISSUER PURCHASES OF EQUITY SECURITIES .

Market Information

January 22, 2020, our common stock has been listed on the Nasdaq Capital Market, under the symbol “SWKH.”

Holders of Record

were approximately 88 stockholders of record of our common stock as of February 27, 2024.

The actual number of stockholders is

greater than this number of record holders and includes stockholders who are beneficial owners but whose shares are held in street

name by brokers and other nominees.

This number of holders of record also does not include stockholders whose shares may be held

in trust by other entities.

The actual number of stockholders is greater

than this number of record holders and includes stockholders who are beneficial owners but whose shares are held in street name by brokers

and other nominees.

This number of holders of record also does not include stockholders whose shares may be held in trust by other entities.

Dividend Policy

date, we have not paid any cash dividends on our capital stock.

We intend to retain our cash and do not anticipate paying any

cash dividends in the foreseeable future.

Sales of Unregistered Equity Securities

Purchases of Equity Securities

May 31, 2022, the board of directors of the Company (the “Board”) authorized a share repurchase program under which

the Company was authorized to repurchase up to $10.0 million of the Company’s outstanding shares of common stock from time to time

until May 15, 2023, through a Rule 10b5-1 trading plan in compliance with all applicable laws and regulations, including Rule 10b-18

of the Securities Exchange Act.

The actual timing, number and value of shares repurchased under the program will depend on several factors,

including the constraints specified in the Rule 10b5-1 trading plan, price, and general market conditions.

There is no guarantee as to

the exact number of shares that will be repurchased under the trading plan.

Our Board may also suspend or discontinue the repurchase

program at any time, in its sole discretion.

The purchase period is July 1, 2022 through May 15, 2023.

table below summarizes information about our purchases of common stock during the three months ending December 31, 2022:

We intend to retain our cash and do not anticipate paying any cash dividends

in the foreseeable future.

of Unregistered Equity Securities

Issuer Purchases

of Equity Securities

May 31, 2022, the Board authorized a share repurchase program under which the Company was previously authorized to repurchase up to $10.0

million of the Company’s outstanding shares of common stock from time to time until May 15, 2023, through a Rule 10b5-1 trading

plan in compliance with all applicable laws and regulations, including Rule 10b-18 of the Exchange Act (the “Prior Repurchase Program”).

The purchase period for the Prior Repurchase Program was July 1, 2022 through May 15, 2023.

May 16, 2023, the Company announced that the Board had authorized the Company to repurchase up to $10.0 million of the Company’s

outstanding shares of common stock from time-to-time until May 16, 2024, through a trading plan established in compliance with Rule 10b5-1

and Rule 10b-18 of the Exchange Act (the “New Repurchase Program”).

The actual timing, number and value of shares repurchased

under the New Repurchase Program will depend on several factors, including the constraints specified in the Rule 10b5-1 trading plan,

price, and general market conditions.

There is no guarantee as to the exact number of shares that will be repurchased under the New Repurchase

Our Board may also suspend or discontinue the New Repurchase Program at any time, in its sole discretion.

The purchase period

for the New Repurchase Program is May 16, 2023 through May 16, 2024.

table below summarizes information about our purchases of common stock during the three months ending December 31, 2023 (in thousands,

except per share data):

Total Number of

Shares Purchased

Total Number of

Shares Purchased

as Part of Publicly

Announced Plan

Shares That May Yet Be

Purchased Under the

October 1, 2022

- October 31, 2022

1, 2022 - November 30, 2022

1, 2022 - December 31, 2022

of December 31, 2022, the Company has repurchased 63,901 shares under the share repurchase program at a total cost of $1.1 million,

or $17.78 per share.

As of December 31, 2022, the maximum number of shares that may yet be purchased under the plan was approximately

$8.9 million, or 650,385 shares of common stock.

of Shares That

October 1, 2023 - October 31, 2023

November 1, 2023 - November 30, 2023

December 1, 2023 - December 31, 2023

of December 31, 2023, the Company has repurchased an aggregate of 113,639 shares under the Prior Repurchase Program and an aggregate

of 326,088 shares under the New Repurchase Program at a total cost of $7.5 million, or $16.97 per share.

As of December 31, 2023, the

maximum dollar value of shares that may yet be purchased under the New Repurchase Program was approximately $4.6 million shares of

common stock.

No shares are available for repurchase under the Prior Repurchase Program, which expired on May 15, 2023.

Not Applicable.

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-K

Item 5. Market for Registrant’s Common Equity