1 unchanged sentence
Rule 10b5-1 Trading Plans – Directors and Section 16 Officers
−Removed: During the 13 weeks ended September 30, 2023, none of the Company's directors or Section 16 officers adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act or any "
−Removed: non-Rule 10b5-1 trading arrangement."
−Removed: Form of Amendment to Employment Agreement (Specified Executive Officers) (incorporated by reference to Exhibit 10.1 to Latham Group, Inc.’s Current Report on Form 8-K filed with the SEC on July 25, 2023 (File No.
−Removed: Form of Offer Letter (Specified Executive Officers) (incorporated by reference to Exhibit 10.2 to Latham Group, Inc.’s Current Report on Form 8-K filed with the SEC on July 25, 2023 (File No.
−Removed: Latham Pool Products, Inc.
−Removed: Officer Severance Plan (incorporated by reference to Exhibit 10.3 to Latham Group, Inc.’s Current Report on Form 8-K filed with the SEC on July 25, 2023 (File No.
−Removed: Amendment to Employment Agreement, by and between J.
−Removed: Mark Borseth and Latham Group, Inc., dated July 24, 2023 (incorporated by reference to Exhibit 10.4 to Latham Group, Inc.’s Current Report on Form 8-K filed with the SEC on July 25, 2023 (File No.
+Added: During the fiscal quarter ended March 30, 2024, none of the Company's directors or Section 16 officers adopted or terminated (i) any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) of the Exchange Act or (ii) any " non-Rule 10b5-1 trading arrangement."
+Added: Amended and Restated Certificate of Incorporation of Latham Group, Inc.
+Added: (incorporated by reference to Exhibit 3.1 to Latham Group, Inc.’s Quarterly Report on Form 10-Q filed with the SEC on June 3, 2021 (File No.
+Added: Amended and Restated Bylaws of Latham Group, Inc.
+Added: (incorporated by reference to Exhibit 3.2 to Latham Group, Inc.’s Quarterly Report on Form 10-Q filed with the SEC on June 3, 2021 (File No.
+Added: Form of Performance Stock Unit Award Agreement under the 2021 Omnibus Equity Incentive Plan (incorporated by reference to Exhibit 10.20 to Latham Group, Inc.’s Annual Report on Form 10-K filed with the SEC on March 13, 2024 (File No.
+Added: Latham Group, Inc.
+Added: Amended and Restated Non-Employee Director Compensation Policy
Certification of CEO, pursuant to SEC Rule 13a-14(a) and 15d-14(a)
15 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: Date November 7, 2023
+Added: Date May 8, 2024
LATHAM GROUP, INC.
−Removed: /s/ James Mark Borseth
−Removed: James Mark Borseth
−Removed: Interim Chief Financial Officer
+Added: /s/ Oliver C.
+Added: Chief Financial Officer
(Principal Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.