1 unchanged sentence
not applicable.
−Removed: and Restated Articles of Incorporation (incorporated by reference to Exhibit 3(i) to the Company’s Current Report on Form 8-K
−Removed: filed April 5, 2013, file no.
−Removed: of Amendment to the Amended and Restated Articles of Incorporation(incorporated by reference to Exhibit 3(i)(a) to the Company’s
−Removed: Current Report on Form 8-K filed April 5, 2013, file no.
−Removed: of Amendment to the Amended and Restated Articles of Incorporation(incorporated by reference to Exhibit 3(i)(b) to the Company’s
−Removed: Current Report on Form 8-KA-1 filed May 24, 2013, file no.
−Removed: Bylaws (incorporated by reference to Exhibit 3(ii) to the Company’s Current Report on Form 8-K filed April 5, 2013, file no.
+Added: Amended and Restated Articles of Incorporation (incorporated by reference to Exhibit 3(i) to the Company’s Current Report on Form 8-K filed April 5, 2013, file no.
+Added: Certificate of Amendment to the Amended and Restated Articles of Incorporation(incorporated by reference to Exhibit 3(i)(a) to the Company’s Current Report on Form 8-K filed April 5, 2013, file no.
+Added: Certificate of Amendment to the Amended and Restated Articles of Incorporation(incorporated by reference to Exhibit 3(i)(b) to the Company’s Current Report on Form 8-KA-1 filed May 24, 2013, file no.
+Added: Amended Bylaws (incorporated by reference to Exhibit 3(ii) to the Company’s Current Report on Form 8-K filed April 5, 2013, file no.
Description of Securities Registered Under Section 12 of the Exchange Act
−Removed: and Plan of Merger (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed April 5, 2013,
−Removed: of Lock-Up/Leak-Out Agreement (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed
−Removed: April 5, 2013, file no.
−Removed: Convertible Debenture (incorporated by reference to Exhibit 10.6 to the Company’s Quarterly Report on Form 10-Q filed August
−Removed: 10, 2015, file no.
−Removed: to the notes payable and lines-of-credit agreements, dated February 4, 2016, between the Company, Kraig Higginson and Radiant Life,
−Removed: LLC (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q filed February 9, 2016, file
−Removed: to the Convertible Debenture Agreement, dated February 2, 2016, between the Company and Sactco International, Limited (incorporated
−Removed: by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q filed February 9, 2016, file no.
−Removed: Note between Sundance Strategies, Inc.
+Added: Agreement and Plan of Merger (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed April 5, 2013, file no.
+Added: Form of Lock-Up/Leak-Out Agreement (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed April 5, 2013, file no.
+Added: 8% Convertible Debenture (incorporated by reference to Exhibit 10.6 to the Company’s Quarterly Report on Form 10-Q filed August 10, 2015, file no.
+Added: Amendment to the notes payable and lines-of-credit agreements, dated February 4, 2016, between the Company, Kraig Higginson and Radiant Life, LLC (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q filed February 9, 2016, file no.
+Added: Amendment to the Convertible Debenture Agreement, dated February 2, 2016, between the Company and Sactco International, Limited (incorporated by reference to Exhibit 10.2 to the Company’s Quarterly Report on Form 10-Q filed February 9, 2016, file no.
+Added: Promissory Note between Sundance Strategies, Inc.
Dickman, dated April 10, 2019.
−Removed: (incorporated by reference to Exhibit 10.27 to
−Removed: the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
−Removed: Note between Sundance Strategies, Inc.
−Removed: Dickman, dated November 5, 2019 (incorporated by reference to Exhibit 10.28 to
−Removed: the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
−Removed: Note between Sundance Strategies, Inc.
−Removed: Dickman, dated February 4, 2020(incorporated by reference to Exhibit 10.29 to
−Removed: the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
−Removed: to Promissory Note between Sundance Strategies, Inc.
−Removed: Higginson, dated January 8, 2020 (incorporated by reference to
−Removed: Exhibit 10.30 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
−Removed: Amendment to the Note Payable and Line of Credit Agreement between Sundance Strategies, Inc.
−Removed: and Kraig Higginson, dated April 3,
(incorporated by reference to Exhibit 10.27 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
−Removed: to Promissory Notes between Sundance Strategies, Inc.
−Removed: Dickman, dated November 5, 2019 (incorporated by reference to
−Removed: Exhibit 10.32 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
−Removed: to $3,000,000 Convertible Debenture Agreement between Sundance Strategies, Inc.
−Removed: and Satco International, Limited, dated July 13,
−Removed: 2020 (incorporated by reference to Exhibit 10.33 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
−Removed: Agreement to Promissory Note between Sundance Strategies, Inc.
−Removed: and Radiant Life, dated December 19, 2019 (incorporated by reference
−Removed: to Exhibit 10.34 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
−Removed: Note between Sundance Strategies, Inc.
−Removed: and Satco International, Limited, dated April 6, 2021 (incorporated by reference to Exhibit
−Removed: 10.35 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
−Removed: to Promissory Note between Sundance Strategies, Inc.
−Removed: and Satco International, Limited, dated August 9, 2021 (incorporated by reference
−Removed: to Exhibit 10.36 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
−Removed: Note between Sundance Strategies, Inc.
−Removed: and Radiant Life, LLC, dated July 29, 2021 (incorporated by reference to Exhibit 10.36 to
−Removed: the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
−Removed: Placement Memorandum, effective November 5, 2022 (incorporated by reference to Exhibit 10.37 to the Company’s Annual Report
−Removed: on Form 10-K filed June 29, 2022, File No.
−Removed: between Sundance Strategies, Inc.
−Removed: and Tradability, LLC, dated January 1, 2022 (incorporated by reference to Exhibit 10.38 to the
−Removed: Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
−Removed: to Promissory Notes between Sundance Strategies, Inc.
−Removed: Dickman, dated June 5, 2023 (incorporated by reference to Exhibit
−Removed: 10.40 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No.
−Removed: to Promissory Note between Sundance Strategies, Inc.
−Removed: Higginson, dated February 2, 2023 (incorporated by reference to
−Removed: Exhibit 10.41 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No.
−Removed: Agreement to Promissory Note between Sundance Strategies, Inc.
−Removed: and Radiant Life, dated February 2, 2023 (incorporated by reference
−Removed: to Exhibit 10.42 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No.
−Removed: to Promissory Note between Sundance Strategies, Inc.
−Removed: and Satco International, Limited, dated February 2, 2023 (incorporated by reference
−Removed: to Exhibit 10.43 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No.
−Removed: to $3,000,000 Convertible Debenture Agreement between Sundance Strategies, Inc.
−Removed: and Satco International, Limited, dated February
−Removed: 9, 2023 (incorporated by reference to Exhibit 10.44 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No.
−Removed: Agreement to Promissory Note between Sundance Strategies, Inc.
−Removed: and Radiant Life, dated June 12, 2023 (incorporated by reference to
−Removed: Exhibit 10.45 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No.
−Removed: to Promissory Note between Sundance Strategies, Inc.
−Removed: and Satco International, Limited, dated June 9, 2023 (incorporated by reference
−Removed: to Exhibit 10.46 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No.
−Removed: to Promissory Note between Sundance Strategies, Inc.
+Added: Promissory Note between Sundance Strategies, Inc.
+Added: Dickman, dated November 5, 2019 (incorporated by reference to Exhibit 10.28 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
+Added: Promissory Note between Sundance Strategies, Inc.
+Added: Dickman, dated February 4, 2020(incorporated by reference to Exhibit 10.29 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
+Added: Extension to Promissory Note between Sundance Strategies, Inc.
+Added: Higginson, dated January 8, 2020 (incorporated by reference to Exhibit 10.30 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
+Added: First Amendment to the Note Payable and Line of Credit Agreement between Sundance Strategies, Inc.
+Added: and Kraig Higginson, dated April 3, 2020 (incorporated by reference to Exhibit 10.31 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
+Added: Extension to Promissory Notes between Sundance Strategies, Inc.
+Added: Dickman, dated November 5, 2019 (incorporated by reference to Exhibit 10.32 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
+Added: Amendment to $3,000,000 Convertible Debenture Agreement between Sundance Strategies, Inc.
+Added: and Satco International, Limited, dated July 13, 2020 (incorporated by reference to Exhibit 10.33 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
+Added: Extension Agreement to Promissory Note between Sundance Strategies, Inc.
+Added: and Radiant Life, dated December 19, 2019 (incorporated by reference to Exhibit 10.34 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
+Added: Promissory Note between Sundance Strategies, Inc.
+Added: and Satco International, Limited, dated April 6, 2021 (incorporated by reference to Exhibit 10.35 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
+Added: Extension to Promissory Note between Sundance Strategies, Inc.
+Added: and Satco International, Limited, dated August 9, 2021 (incorporated by reference to Exhibit 10.36 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
+Added: Promissory Note between Sundance Strategies, Inc.
+Added: and Radiant Life, LLC, dated July 29, 2021 (incorporated by reference to Exhibit 10.36 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
+Added: Private Placement Memorandum, effective November 5, 2022 (incorporated by reference to Exhibit 10.37 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
+Added: Agreement between Sundance Strategies, Inc.
+Added: and Tradability, LLC, dated January 1, 2022 (incorporated by reference to Exhibit 10.38 to the Company’s Annual Report on Form 10-K filed June 29, 2022, File No.
+Added: Extension to Promissory Notes between Sundance Strategies, Inc.
+Added: Dickman, dated June 5, 2023 (incorporated by reference to Exhibit 10.40 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No.
+Added: Extension to Promissory Note between Sundance Strategies, Inc.
+Added: Higginson, dated February 2, 2023 (incorporated by reference to Exhibit 10.41 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No.
+Added: Extension Agreement to Promissory Note between Sundance Strategies, Inc.
+Added: and Radiant Life, dated February 2, 2023 (incorporated by reference to Exhibit 10.42 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No.
+Added: Extension to Promissory Note between Sundance Strategies, Inc.
+Added: and Satco International, Limited, dated February 2, 2023 (incorporated by reference to Exhibit 10.43 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No.
+Added: Amendment to $3,000,000 Convertible Debenture Agreement between Sundance Strategies, Inc.
+Added: and Satco International, Limited, dated February 9, 2023 (incorporated by reference to Exhibit 10.44 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No.
+Added: Extension Agreement to Promissory Note between Sundance Strategies, Inc.
+Added: and Radiant Life, dated June 12, 2023 (incorporated by reference to Exhibit 10.45 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No.
+Added: Extension to Promissory Note between Sundance Strategies, Inc.
+Added: and Satco International, Limited, dated June 9, 2023 (incorporated by reference to Exhibit 10.46 to the Company’s Annual Report on Form 10-K filed June 29, 2023, File No.
+Added: Extension to Promissory Note between Sundance Strategies, Inc.
Higginson, dated January 26, 2024*
−Removed: to Promissory Notes between Sundance Strategies, Inc.
+Added: Extension to Promissory Notes between Sundance Strategies, Inc.
Dickman, dated January 26, 2024*
−Removed: to Promissory Note between Sundance Strategies, Inc.
+Added: Extension to Promissory Note between Sundance Strategies, Inc.
and Radiant Life, dated February 1, 2024*
−Removed: of Ethics (incorporated by reference to Exhibit 14 to the Company’s Current Report on Form 8-K filed April 5, 2013, file no.
+Added: Code of Ethics (incorporated by reference to Exhibit 14 to the Company’s Current Report on Form 8-K filed April 5, 2013, file no.
Certification of Principal Executive Officer and Principal Financial Officer Pursuant to Rule 13a-14(a)*
−Removed: Certification
−Removed: of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C.
+Added: Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C.
Section 1350‡
−Removed: XBRL Instance Document - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within
−Removed: the Inline XBRL document**
−Removed: XBRL Schema Document**
−Removed: XBRL Calculation Linkbase Document**
−Removed: XBRL Defindition Linkbase Document**
−Removed: XBRL Labels Linkbase Document**
−Removed: XBRL Presentation Linkbase Document**
−Removed: Page Interactive Data File––the cover page interactive data file does not appear in the Interactive Data File because
−Removed: its XBRL tags are embedded within the Inline XBRL document.
+Added: Inline XBRL Instance Document
+Added: - the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document**
+Added: Inline XBRL Schema Document**
+Added: Inline XBRL Calculation
+Added: Linkbase Document**
+Added: Inline XBRL Defindition
+Added: Linkbase Document**
+Added: Inline XBRL Labels Linkbase
+Added: Inline XBRL Presentation
+Added: Linkbase Document**
+Added: Cover Page Interactive
+Added: Data File––the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are
+Added: embedded within the Inline XBRL document.
Previously filed as an Exhibit to the registrant’s Annual Report on form 10-K for the year ended March 31, 2024, filed with the
9 unchanged sentences
the undersigned, thereunto duly authorized.
−Removed: STRATEGIES, INC.
−Removed: August 12, 2024
−Removed: and Principal Financial Officer
+Added: SUNDANCE STRATEGIES, INC.
+Added: November 8, 2024
+Added: President and Principal Financial Officer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.