Item 5. Other Information
Item
5. Other Information.
None;
not applicable.
Item
6. Exhibits
Exhibits.
The following exhibits are included as part of this report:
Exhibit
10.33*
Amendment
to $3,000,000 Convertible Debenture Agreement between Sundance Strategies, Inc. and Satco International, Limited, dated July
13, 2020.
Exhibit
10.35**
Extension Agreement to Promissory Note between Sundance Strategies, Inc. and Radiant Life, dated October 1, 2020
Exhibit
10.36**
Extension to Promissory Note between Sundance Strategies, Inc. and Kraig T. Higginson, dated October 27, 2020
Exhibit
31.1
Certification
Pursuant to Section 302 of the Sarbanes-Oxley Act provided by Randall F. Pearson, President and Director.
Exhibit
31.2
Certification
Pursuant to Section 302 of the Sarbanes-Oxley Act provided by Randall F. Pearson, Principal Financial Officer.
Exhibit
32
Certification
Pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 provided by Randall
F. Pearson, President and Principal Financial Officer.
Exhibit
101.INS
XBRL
Instance Document
Exhibit
101.SCH
XBRL
Taxonomy Extension Schema Document
Exhibit
101.CAL
XBRL
Taxonomy Extension Calculation Linkbase Document
Exhibit
101.DEF
XBRL
Taxonomy Definition Linkbase Document
Exhibit
101.LAB
XBRL
Taxonomy Extension Label Linkbase Document
Exhibit
101.PRE
XBRL
Taxonomy Extension Presentation Linkbase Document
*
Previously filed as an Exhibit to the registrant’s Annual Report on Form 10-K for the year ended March 31, 2020, filed with
the Securities and Exchange Commission on August 10, 2020, and incorporated by reference herein.
**Filed
herewith.
17
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
SUNDANCE
STRATEGIES, INC.
Date:
November 16, 2020
By:
/s/
Randall F. Pearson
Randall
F. Pearson
President
and Principal Financial Officer
18
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.