Other Information
−Removed: During the quarter ended September 30, 2025, no director or officer of the Company adopted , modified, or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
+Added: During the three months ended March 31, 2026, no director or officer of the Company adopted , modified, or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408 of Regulation S-K.
Amended and Restated Certificate of Formation of South Plains Financial, Inc.
−Removed: (incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement on Form S-1 filed with the
−Removed: SEC on April 12, 2019) (File No.
+Added: (incorporated by reference to Exhibit 3.1 to the Company’s Registration Statement on Form S-1 filed with the SEC
+Added: on April 12, 2019) (File No.
Third Amended and Restated Bylaws of South Plains Financial, Inc.
(incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on August 26, 2025)
−Removed: 2025) (File No.
+Added: Employment Agreement, by and between City Bank and James D.
+Added: Stein (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed with the SEC on April 1, 2026) (File No.
Certification by Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934, as amended.
2 unchanged sentences
Section 1350 Certification of Chief Financial Officer.
−Removed: The following material from South Plains Financial, Inc.’s Form 10-Q for the quarter ended September 30, 2025, formatted in XBRL (eXtensible Business Reporting Language), filed herewith:
−Removed: (i) Consolidated Balance Sheets, (ii) Consolidated Statements of Comprehensive Income, (iii) Consolidated Statements of Changes in Stockholders’ Equity, (iv) Consolidated Statements of Cash Flows, and (v) Notes to Unaudited Consolidated
+Added: The following material from South Plains Financial, Inc.’s Form 10-Q for the quarter ended March 31, 2026, formatted in XBRL (eXtensible Business Reporting Language), filed herewith:
+Added: Consolidated Balance Sheets, (ii) Consolidated Statements of Comprehensive Income, (iii) Consolidated Statements of Changes in Stockholders’ Equity, (iv) Consolidated Statements of Cash Flows, and (v) Notes to Unaudited Consolidated
Financial Statements.
4 unchanged sentences
South Plains Financial, Inc.
−Removed: November 6, 2025
−Removed: /s/ Curtis C.
−Removed: Chairman and Chief Executive Officer
−Removed: November 6, 2025
+Added: (Principal Executive Officer)
/s/ Steven B.
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.