Item 5. Other Information
Item 5.
OTHER INFORMATION.
Not applicable.
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Table of Contents
Item 6.
EXHIBITS
Exhibit No.
Description
4.1
Form of Future Advance Convertible Promissory Note issued to certain purchasers, dated August 5, 2022. (Incorporated by reference to
the Form 8-K filed with the SEC on August 8, 2022).
4.2
Form of Common Stock Purchase Warrant issued to certain purchasers, dated August 5, 2022. (Incorporated by reference to the Form 8-K
filed with the SEC on August 8, 2022).
10.1
Form of Securities Purchase Agreement, dated August 5, 2022, by and among the Company and the purchasers identified on the signature
pages thereto. (Incorporated by reference to the Form 8-K filed with the SEC on August 8, 2022).
10.2
Form of Subordination Agreement, dated August 5, 2022, by and among the Company, NH Expansion Credit Fund Holdings LP and certain
creditors. (Incorporated by reference to the Form 8-K filed with the SEC on August 8, 2022).
10.3
Form of Security Agreement, dated August 5, 2022, by and among the Company and certain lenders. (Incorporated by reference to the Form
8-K filed with the SEC on August 8, 2022).
10.4
Form of Registration Rights Agreement, dated August 5, 2022, by and among the Company and certain lenders. (Incorporated by reference
to the Form 8-K filed with the SEC on August 8, 2022).
10.5
Settlement Agreement, dated August 5, 2022, by and between the Company and Leviston Resources LLC. (Incorporated by reference to the
Form 8-K filed with the SEC on August 8, 2022).
10.6
Third Amendment to the Note and Warrant Purchase and Security Agreement by and between the Company and NH Expansion Credit Fund
Holdings L.P., dated June 30, 2022. (Incorporated by reference to the Form 8-K filed with the SEC on July 7, 2022).
31.1*
Rule 13a-14(a)/15d-14(a) Certification of the Principal Executive Officer.
31.2*
Rule 13a-14(a)/15d-14(a) Certification of the Chief Financial Officer.
32.1*
Section 1350 Certification of the Principal Executive Officer.
32.2*
Section 1350 Certification of the Chief Financial Officer.
101.INS*
XBRL Instance.
101.SCH*
XBRL Taxonomy Extension Schema.
101.CAL*
XBRL Taxonomy Extension Calculation.
101.DEF*
XBRL Taxonomy Extension Definition.
101.LAB*
XBRL Taxonomy Extension Labels.
101.PRE*
XBRL Taxonomy Extension Presentation.
104
Cover Page with Interactive Data File
*Filed herewith.
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Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
SANUWAVE HEALTH, INC.
Dated: August 12, 2022
By:
/s/ Kevin A. Richardson, II
Name: Kevin A. Richardson, II
Title: Chief Executive Officer
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates
indicated:
Signatures
Capacity
Date
By: /s/ Kevin A. Richardson, II
Name: Kevin A. Richardson, II
Chief Executive Officer and Chairman of the Board of Directors
(principal executive officer)
August 12, 2022
By: /s/ Lisa E. Sundstrom
Name: Lisa E. Sundstrom
Chief Financial Officer (principal financial and accounting officer)
August 12, 2022
26
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.