Item 5. Other Information
Item
5. Other Information.
None.
60
Item
6. Exhibits, Financial Statements Schedules and Reports on Form 8-K.
(a)(1)
Financial
Statements
See
“Table of Contents – Part I – Financial Information” under page 2 above
(a)(2)
Financial
Statement Schedules
None
All
other schedules to the consolidated financial statements required by Article 7 of Regulation S-X are not required under the related instructions
or are inapplicable and therefore have been omitted.
(a)(3)
Exhibits
The
following Exhibits are filed herewith pursuant to Rule 601 of Regulation S-K or are incorporated by reference to previous filings.
3.1
Amended and Restated Articles of Incorporation (4)
3.2
Amended and Restated Bylaws (6)
4.1
Specimen
Class A Stock Certificate (1)
4.2
Specimen
Class C Stock Certificate (1)
4.3
Specimen
Preferred Stock Certificate and Certificate of Designation of Preferred Stock (1)
10.1
Employee
Stock Ownership Plan, as amended and restated (ESOP) and Trust Agreement (1)
10.2
Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (3)
10.3
Amended
and Restated 2014 Director Stock Option Plan (7)
10.4
Employment Agreement with Scott M. Quist (2)
10.5
Stock Repurchase Plan (5)
14
Code
of Business Conduct and Ethics (6)
21
Subsidiaries
of the Registrant (8)
31.1
Certification
pursuant to 18 U.S.C. Section 1350, as enacted by Section 302 of the Sarbanes-Oxley Act of 2002
31.2
Certification
pursuant to 18 U.S.C. Section 1350, as enacted by Section 302 of the Sarbanes-Oxley Act of 2002
32.1
Certification
pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2
Certification
pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.xml
Instance
Document
101.xsd
Taxonomy
Extension Schema Document
101.cal
Taxonomy
Extension Calculation Linkbase Document
101.def
Taxonomy
Extension Definition Linkbase Document
101.lab
Taxonomy
Extension Label Linkbase Document
101.pre
Taxonomy
Extension Presentation Linkbase Document
(1)
Incorporated
by reference from Registration Statement on Form S-1, as filed on June 29, 1987
(2)
Incorporated
by reference from Report on Form 10-Q, as filed on November 13, 2015
(3)
Incorporated
by reference from Report on Form 10-Q, as filed on August 15, 2016
(4)
Incorporated
by reference from Report on Form 10-K, as filed on March 31, 2017
(5)
Incorporated
by reference from Report on Form 10-Q, as filed on November 13, 2018
(6)
Incorporated
by reference from Report on Form 10-Q, as filed on May 15, 2019
(7)
Incorporated
by reference from Report on Form 10-Q, as filed on August 14, 2020
(8)
Incorporated
by reference from Report on Form 10-K, as filed on March 31, 2022
61
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
REGISTRANT
SECURITY
NATIONAL FINANCIAL CORPORATION
Registrant
Dated:
August 15, 2022
/s/
Scott M. Quist
Scott
M. Quist
Chairman,
President and Chief Executive Officer
(Principal
Executive Officer)
Dated:
August 15, 2022
/s/
Garrett S. Sill
Garrett
S. Sill
Chief
Financial Officer and Treasurer
(Principal
Financial Officer and Principal Accounting Officer)
62
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.