Item 5. Other Information
Item 5. Other Information .
None.
Item 6. Exhibits, Financial Statements Schedules and Reports on Form 8-K.
(a)(1) Financial Statements
See “Table of Contents – Part I – Financial Information” under page 2 above
(a)(2) Financial Statement Schedules
None
All other schedules to the consolidated financial statements required by Article 7 of Regulation S-X are not required under the related instructions or are inapplicable and therefore have been omitted.
(a)(3) Exhibits
The following Exhibits are filed herewith pursuant to Rule 601 of Regulation S-K or are incorporated by reference to previous filings.
3.1 Amended and Restated Articles of Incorporation (5)
3.2 Amended and Restated Bylaws (9)
4.1 Specimen Class A Stock Certificate (1)
4.2 Specimen Class C Stock Certificate (1)
4.3 Specimen Preferred Stock Certificate and Certificate of Designation of Preferred Stock (1)
10.1 Employee Stock Ownership Plan, as amended and restated (ESOP) and Trust Agreement (1)
10.2 Amended and Restated 2013 Stock Option and Other Equity Incentive Awards Plan (3)
10.3 Amended and Restated 2014 Director Stock Option Plan
10.4 Employment Agreement with Scott M. Quist (2)
10.5 Stock Purchase Agreement among Security National Financial Corporation, Beta Capital Corp., and Ronald D. Maxson, sole shareholder (6)
10.6 Stock Repurchase Plan (7)
10.7 Asset Purchase Agreement among SN Probst LLC, Probst Family Funerals and Cremations, L.L.C, Heber Valley Funeral Home, Inc., Joe T. Probst, Clinton Wayne Probst, Calle J. Probst, and Marsha J. Probst (8)
64
10.8 Coinsurance Agreement between Kilpatrick Life Insurance Company and Security National Life Insurance Company (10)
10.9 Stock Purchase Agreement among Security National Financial Corporation, Kilpatrick Life Insurance Company, and the Shareholders of Kilpatrick Life Insurance Company (10)
10.10 Consolidated Statement of Assets Acquired and Liabilities Assumed at December 13, 2019 (11)
14 Code of Business Conduct and Ethics (9)
21 Subsidiaries of the Registrant
23.1 Consent of Eide Bailly LLP (4)
23.2 Consent of Mackey Price & Mecham (4)
31.1 Certification pursuant to 18 U.S.C. Section 1350, as enacted by Section 302 of the Sarbanes-Oxley Act of 2002
31.2 Certification pursuant to 18 U.S.C. Section 1350, as enacted by Section 302 of the Sarbanes-Oxley Act of 2002
32.1 Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
32.2 Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.xml Instance Document
101.xsd Taxonomy Extension Schema Document
101.cal Taxonomy Extension Calculation Linkbase Document
101.def Taxonomy Extension Definition Linkbase Document
101.lab Taxonomy Extension Label Linkbase Document
101.pre Taxonomy Extension Presentation Linkbase Document
(1) Incorporated by reference from Registration Statement on Form S-1, as filed on June 29, 1987
(2) Incorporated by reference from Report on Form 10-Q, as filed on November 13, 2015
(3) Incorporated by reference from Report on Form 10-Q, as filed on August 15, 2016
(4) Incorporated by reference from Registration Statement on Form S-8, as filed on September 7, 2016
(5) Incorporated by reference from Report on Form 10-K, as filed on March 31, 2017
(6) Incorporated by reference from Report on Form 8-K, as filed on June 6, 2018
(7) Incorporated by reference from Report on Form 10-Q, as filed on November 13, 2018
(8) Incorporated by reference from Report on Form 8-K, as filed on February 28, 2019
(9) Incorporated by reference from Report on Form 10-Q, as filed on May 15, 2019
(10) Incorporated by reference from Report on Form 8-K, as filed on November 12, 2019
(11) Incorporated by reference from Report on Form 8-K/A, as filed on February 26, 2020
65
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
REGISTRANT
SECURITY NATIONAL FINANCIAL CORPORATION
Registrant
Dated: August 14, 2020
/s/ Scott M. Quist
Scott M. Quist
Chairman, President and Chief Executive Officer
(Principal Executive Officer)
Dated: August 14, 2020
/s/ Garrett S. Sill
Garrett S. Sill
Chief Financial Officer and Treasurer
(Principal Financial Officer and Principal Accounting Officer)
66
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.