Other Information
−Removed: During the quarter ended June 30, 2024, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement” (in each case, as defined in Item 408 of Regulation S-K).
+Added: During the quarter ended September 30, 2024, no director or officer of the Company adopted or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement” (in each case, as defined in Item 408 of Regulation S-K).
Number Description
−Removed: 1.1* At The Market Offering Agreement, dated as of June 20, 2024, by and between SenesTech, Inc.
−Removed: Wainwright & Co., LLC (Form 8-K filed June 20, 2024, Exhibit 1.1 (File no.
−Removed: Certificate of Amendment to Amended and Restated Certificate of Incorporation of SenesTech, Inc.
−Removed: (Form 8-K filed July 23, 2024, Exhibit 3.1(a ) (File no.
+Added: C ertificate of Amendment to Amended and Restated Certificate of Incorporation of SenesTech, Inc.
+Added: (Form 8-K filed July 23, 2024, Exhibit no.3.1(a) (File no.
+Added: 4.1* Form of Series F-1 Common Stock Purchase Warrant (Form 8-K filed August 23, 2024, Exhibit no.
+Added: 4.1 (File no.
001-37941)) .
−Removed: 10.1* SenesTech, Inc.
−Removed: 2018 Equity Incentive Plan, as amended (Form 8-K filed July 15, 2024, Exhibit 10.1 (File no.
+Added: 4.2* Form of Series F-2 Common Stock Purchase Warrant (Form 8-K filed August 23, 2024, Exhibit no.
+Added: 4.2 (File no.
+Added: 001-37941)) .
+Added: 4.3* Form of Placement Agent Warrant (Form 8-K filed August 23, 2024, Exhibit no.
+Added: 4.3 (File no.
+Added: 001-37941)) .
+Added: S enes T ec h, Inc.
+Added: 2018 E q uity In centive Plan, as amended (Form 8-K filed July 15, 2024, Exhibit no.
+Added: 10.1 (File no.
+Added: 001-379 41) .
+Added: Form of Inducement Letter (Form 8-K filed August 23, 2024, Exhibit no.
+Added: 10.1 (File no.
+Added: 001-37941)) .
31.1 Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer.
12 unchanged sentences
SENESTECH, INC.
−Removed: August 8, 2024
+Added: November 12, 2024
President and Chief Executive Officer
−Removed: August 8, 2024
+Added: November 12, 2024
/s/ Thomas C.
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.