What changed in this filing

/stocks — the workspaceLOADING

Item 5. Other Information

2023-05-11 compared with 2022-11-14 · 22 added, 35 removed, 2 unchanged (97% of the section changed)

Other Information

INDEX TO EXHIBITS

of Designation of the Series C Preferred Stock of the Registrant (incorporated by reference to Exhibit 3.1(a) to the Registrant’s

Current Report on Form 8-K, filed with the SEC on August 26, 2022 (File no.

2018 Equity Incentive Plan, as amended (incorporated by reference to Exhibit 10.23 to the Registrant’s Current Report

on Form 8-K, filed with the SEC on October 14, 2022 (File no.

Stock Option Grant Notice and Option Agreement (incorporated by reference to Exhibit 10.23A to the Registrant’s

Current Report on Form 8-K, filed with the SEC on October 14, 2022 (File no.

Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement (incorporated by reference to Exhibit 10.23B to the Registrant’s

Current Report on Form 8-K, filed with the SEC on October 14, 2022 (File no.

Certification

of Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934

Certification

of Chief Financial Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934

Certification

of Chief Executive Officer Pursuant to 18 U.S.C.

Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Certification

of Chief Financial Officer Pursuant to 18 U.S.C.

Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Inline XBRL Instance Document.

Inline XBRL Taxonomy Extension Schema Document.

Inline XBRL Taxonomy Extension Calculation Linkbase

Inline XBRL Taxonomy Extension Definition Linkbase

Inline XBRL Taxonomy Extension Label Linkbase Document.

Inline XBRL Taxonomy Extension Presentation Linkbase

Cover Page Interactive Data File (formatted as Inline

XBRL and contained in Exhibit 101).

Pursuant to the requirements of the Securities

Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Number Description

4.28* Form of Series C Warrant (Form 8-K filed April 12, 2023, Exhibit 4.28 (File no.

4.29* Form of Series Placement Agent Warrant (Form 8-K filed April 12, 2023, Exhibit 4.29 (File no.

10.26* Form of Securities Purchase Agreement (Form 8-K filed April 12, 2023, Exhibit 10.26 (File no.

10.27* Separation Agreement between Sene s Tech, Inc.

and Nicole Williams dated April 21, 2023 (Form 8-K filed April 24 , 2023, Exhibit 10.27 (File no.

31.1 Certification of Chief Executive Officer.

31.2 Certification of Chief Financial Officer.

32.1 Certification of Chief Executive Officer.

32.2 Certification of Chief Financial Officer.

101.INS Inline XBRL Instance Document.

101.SCH Inline XBRL Taxonomy Extension Schema Document.

101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document.

101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document.

101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document.

101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document.

104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).

* Incorporated by reference as indicated.

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

SENESTECH, INC.

November 14, 2022

Kenneth Siegel

Chief Executive Officer

November 14, 2022

Chief Financial Officer and Treasurer

/s/ Thomas C.

Chief Financial Officer, Treasurer and Secretary

(duly authorized officer and principal financial officer)

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.

What changed 10-Q

Item 5. Other Information