Item 5. Other Information
Item 5. Other Information
None.
38
Item 6. Exhibits
INDEX TO EXHIBITS
Filed
or
Incorporated
by Reference
Exhibit
Number
Description
Furnished
Herewith
Form
Filing
Date
Exhibit
File
No.
3.1(a)
Certificate
of Designation of the Series C Preferred Stock of the Registrant (incorporated by reference to Exhibit 3.1(a) to the Registrant’s
Current Report on Form 8-K, filed with the SEC on August 26, 2022 (File no. 001-37941))
8-K
August
26, 2022
3.1(a)
001-37941
10.23
SenesTech,
Inc. 2018 Equity Incentive Plan, as amended (incorporated by reference to Exhibit 10.23 to the Registrant’s Current Report
on Form 8-K, filed with the SEC on October 14, 2022 (File no. 001-37941))
8-K
October 14,
2022
10.23
001-37941
10.23(a)
SenesTech,
Inc. Stock Option Grant Notice and Option Agreement (incorporated by reference to Exhibit 10.23A to the Registrant’s
Current Report on Form 8-K, filed with the SEC on October 14, 2022 (File no. 001-37941))
8-K
October
14, 2022
10.23A
001-37941
10.23(b)
SenesTech,
Inc. Restricted Stock Unit Grant Notice and Restricted Stock Unit Agreement (incorporated by reference to Exhibit 10.23B to the Registrant’s
Current Report on Form 8-K, filed with the SEC on October 14, 2022 (File no. 001-37941))
8-K
October
14, 2022
10.23B
001-37941
31.1
Certification
of Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
X
31.2
Certification
of Chief Financial Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
X
32.1
Certification
of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
X
32.2
Certification
of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
X
101.INS
Inline XBRL Instance Document.
X
101.SCH
Inline XBRL Taxonomy Extension Schema Document.
X
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase
Document.
X
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase
Document.
X
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document.
X
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase
Document.
X
104
Cover Page Interactive Data File (formatted as Inline
XBRL and contained in Exhibit 101).
X
39
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
SENESTECH, INC.
(Registrant)
Dated: November 14, 2022
By:
/s/
Kenneth Siegel
Kenneth Siegel
Chief Executive Officer
Dated: November 14, 2022
By:
/s/ Thomas
C. Chesterman
Thomas C. Chesterman
Chief Financial Officer and Treasurer
40
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.