Item 5. Other Information
Item
5. Other Information
None.
40
Item 6. Exhibits
INDEX TO EXHIBITS
Exhibit
Number
Filed or
Furnished
Herewith
Incorporated by Reference
Description
Form
Filing Date
Exhibit
File No.
3.1
Amended and Restated Certificate of Incorporation, as amended by the Certificate of Amendment to the Amended and Restated Certificate of Incorporation
10-K
3/29/2021
3.1
001-37941
3.2
Amended and Restated Bylaws, as amended by Amendment No. 1
X
10.1+
2018 Equity Incentive Plan, as amended
X
31.1
Certification of Chief Executive Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
X
31.2
Certification of Chief Financial Officer pursuant to Rule 13a-14(a) under the Securities Exchange Act of 1934
X
32.1
Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
X
32.2
Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
X
101.INS
Inline XBRL Instance Document.
X
101.SCH
Inline XBRL Taxonomy Extension Schema Document.
X
101.CAL
Inline XBRL Taxonomy Extension Calculation
Linkbase Document.
X
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase
Document.
X
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase
Document.
X
101.PRE
Inline XBRL Taxonomy Extension Presentation
Linkbase Document.
X
104
Cover Page Interactive Data File (formatted
as Inline XBRL and contained in Exhibit 101).
+
Indicates a management contract or compensatory plan.
41
SIGNATURES
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto
duly authorized.
SENESTECH, INC.
(Registrant)
Dated: August 13, 2021
By:
/s/ Kenneth Siegel
Kenneth Siegel
Chief Executive Officer
Dated: August 13, 2021
By:
/s/ Thomas C. Chesterman
Thomas C. Chesterman
Chief Financial Officer and Treasurer
42
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.