SLR Investment Corp. 10-Q

Item 5. Other Information None. 50 Table of Contents Item 6. Exhibits The following exhibits are filed as part of this report or hereby incorporated by reference to exhibits previously filed with the SEC: Exhibit Number Description 3.1 Articles of Amendment and Restatement(1) 3.2 Amended and Restated Bylaws(1) 4.1 Form of Common Stock Certificate(2) 4.2 Indenture, dated as of November 16, 2012, between the Registrant and U.S. Bank National Association as trustee(3) 4.3 Second Supplemental Indenture, dated November 22, 2017, relating to the 4.50% Notes due 2023, between the Registrant and U.S. Bank National Association as trustee, including the Form of 4.50% Notes due 2023(4) 23.1 Awareness Letter of Independent Registered Public Accounting Firm* 31.1 Certification of Co-Chief Executive Officer pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as amended.* 31.2 Certification of Co-Chief Executive Officer pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as amended.* 31.3 Certification of Chief Financial Officer pursuant to Rule 13a-14 of the Securities Exchange Act of 1934, as amended.* 32.1 Certification of Co-Chief Executive Officer pursuant to Section 906 of The Sarbanes-Oxley Act of 2002.* 32.2 Certification of Co-Chief Executive Officer pursuant to Section 906 of The Sarbanes-Oxley Act of 2002.* 32.3 Certification of Chief Financial Officer pursuant to Section 906 of The Sarbanes-Oxley Act of 2002.* (1) Previously filed in connection with SLR Investment Corp.’s registration statement on Form N-2 Pre-Effective Amendment No. 7 (File No. 333-148734) filed on January 7, 2010. (2) Previously filed in connection with SLR Investment Corp.’s registration statement on Form N-2 (File No 333-148734) filed on February 9, 2010. (3) Previously filed in connection with SLR Investment Corp.’s registration statement on Form N-2 Post-Effective Amendment No. 6 (File No. 333-172968) filed on November 16, 2012. (4) Previously filed in connection with SLR Investment Corp.’s registration statement on Form N-2 Post-Effective Amendment No. 5 (File No. 333-194870) filed on November 22, 2017. * Filed herewith. 51 Table of Contents SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized on August 3, 2021. SLR INVESTMENT CORP. By: / S / M ICHAEL S. G ROSS Michael S. Gross Co-Chief Executive Officer (Principal Executive Officer) By: / S / B RUCE J. S POHLER Bruce J. Spohler Co-Chief Executive Officer (Principal Executive Officer) By: / S / R ICHARD L. P ETEKA Richard L. Peteka Chief Financial Officer (Principal Financial and Accounting Officer) 52