Sparx Holdings Group, Inc. 10-K

Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities. Market Information Our common stock is quoted and traded on the over-the-counter market (the “OTC Markets”) in the Pink Open® Market (the “Pink Market”) under the symbol “PRTM” There is currently a limited trading market in the Company’s shares of Common Stock. Currently, we are pending a FINRA corporate action to effectuate a change in our ticker symbol. We do not know when the FINRA corporate action will be effective and when the change to our ticker symbol will take place. We also do not know what our ticker symbol will be changed to as it is dependent on FINRA approval and current availability. Over-the-counter market quotations reflect inter-dealer prices, without retail mark-up, mark-down or commission and may not necessarily represent actual transactions. Quarter Ended High Bid Low Bid June 30, 2022 $0.15 $0.031 March 31, 2022 $0.35 $0.116 December 31, 2021 $0.6549 $0.1901 September 30, 2021 $0.83 $0.32 1 We were a party to a corporate reorganization, legally effective as of September 17, 2021. Information regarding this reorganization is detailed herein on page 3. Prior to this reorganization, we have no information to report pursuant to the above table. The quarter ending September 30, 2021, only includes data stemming back to September 17, 2021. Holders As of the date of this Annual Report, we have 178,750,031 shares of common stock, $0.0001 par value, issued and outstanding and no shares of Preferred stock, $0.0001 par value, issued and outstanding. As of the date of this Annual Report, we also have approximately 42 shareholders of record. This is inclusive of Cede and Co., which is deemed to be one shareholder of record . For further clarification, Cede & Co. is currently defined by the “NASDAQ”, as “a Nominee name for The Depository Trust Company, a large clearing house that holds shares in its name for banks, brokers and institutions in order to expedite the sale and transfer of stock.” Voting Each share of common stock has voting rights of one vote per share. Each share of Preferred Stock has voting rights of one vote per share. Dividends and Share Repurchases We have not paid any dividends to our stockholders. There are no restrictions, which would limit our ability to pay dividends on common equity or that are likely to do so in the future. Issuer Purchases of Equity Securities None. Equity Compensation Plan Information We do not have any equity compensation plans, either approved or not approved, by our security holders. Recent Sales of Unregistered Securities; Uses of Proceeds from Registered Securities None. Purchases of Equity Securities by the Issuer and Affiliated Purchasers None. - 4 - Table of Contents Item 6. Selected Financial Data. As a “smaller reporting company”, we are not required to provide the information required by this Item.