Item 5. Other Information
Item 5. Other Information.
(a)
None.
(b)
Rule 10b5-1 and Non-Rule 10b5-1 Trading Arrangements.
During the quarter ended June 30, 2026, none of our directors or officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement” (as each term is defined in Item 408(a) of Regulation S-K).
31
Item 6. Exhibits.
(a) Exhibits.
The exhibits listed below are filed as part of this Quarterly Report on Form 10-Q.
Incorporated by
Reference Filed/
Furnished
with this
Exhibit Description Form Form File No. Exhibit Filing Date Report
2.1 † Agreement and Plan of Merger, dated as of January 16, 2026, by and among the Company, SEEQC Merger Sub, Inc. and Allegro Merger Corp. S-4 333-296251 2.1 6/17/2026
2.2 Settlement, Termination and Release Agreement, dated as of August 25, 2026, by and among SEEQC, Merger Sub and Allegro X
3.1 Amended and Restated Certificate of Incorporation S-4 333-296251 3.1 6/17/2026
3.2 Amended and Restated Bylaws, as amended S-4 333-296251 3.2 6/17/2026
10.1 2019 Equity Incentive Plan S-4 333-296251 10.6 6/17/2026
31.1 Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a- 14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 X
31.2 Certification of Principal Financial and Accounting Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15(d)-14(a), as adopted Pursuant to Section 302 of the Sarbanes- Oxley Act of 2002 X
32.1 Certification of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 X
101.INS Inline XBRL Instance Document-the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL Document. X
101.SCH Inline XBRL Taxonomy Extension Schema With Embedded Linkbase Documents. X
104 Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibit 101). X
† Certain of the exhibits and schedules to this Exhibit have been omitted in accordance with Regulation S-K Item 601. The Registrant agrees to furnish a copy of all omitted exhibits and schedules to the SEC upon its request.
32
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
SeeQC, Inc.
Date: August 28, 2026 /s/ John Levy
Name: John Levy
Title: Chief Executive Officer and Director
(Principal Executive Officer)
Date: August 28, 2026 /s/ Raja Bal
Name: Raja Bal
Title: Chief Financial Officer
(Principal Financial and Accounting Officer)
33
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.